Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

News Centre

  • CBOT: Letter To Members Regarding Strategic Merger With The CME

    Date 27/06/2007

    Dear Members: We are pleased with today’s news that Institutional Shareholder Services, the leading independent proxy advisory firm, is supporting our strategic merger with the CME.  We also appreciate the feedback we continue to receive and the support that many of you continue to voice on behalf of the CME/CBOT combination. We want to further emphasize what we believe is one of the most important considerations in this historic combination:  integration and executi

  • NASD Fines Wells Fargo Securities $250,000 For Failing To Disclose Analyst's Employment With Covered Company In Research Report - NASD Also Suspends Former Director Of Research, Files Complaint Against Analyst

    Date 27/06/2007

    NASD announced today that it censured and fined Wells Fargo Securities, LLC of San Francisco $250,000 - and imposed a $40,000 fine and 60-day supervisory suspension against its former Director of Research, Douglas van Dorsten - for failing to disclose in a research report that the lead analyst on the report had accepted a job at Cadence Design Systems, a San Jose, CA company that was the subject of the report.

  • TSX Venture Exchange Seeks Leave To Appeal From BC Securities Commission Decision Regarding William John Nichols

    Date 27/06/2007

    TSX Venture Exchange today announced that it intends to apply to the BC Court of Appeal for leave to appeal from the decision of the BC Securities Commission regarding the suitability of William John Nichols. In late 2005, TSX Venture Exchange found Mr. Nichols unsuitable to provide investor relations services to TSX Venture listed issuers. The decision was based upon: (a) Mr. Nichols' failure to disclose 19 of 20 of his prior criminal convictions on his Personal Information Form filed

  • CFTC Names Walter Lukken Acting Chairman

    Date 27/06/2007

    The Commodity Futures Trading Commission (CFTC) today announced that, in accordance with CFTC Rules, the members of the Commission have elected Commissioner Walter Lukken to serve as Acting Chairman. Lukken will exercise the executive and administrative functions of the Commission until a new Chairman has been appointed by the President and confirmed by the Senate.

  • Paulson’s US Markets’ Global Competitiveness Plan Applauded by SIFMA

    Date 27/06/2007

    The Securities Industry and Financial Markets Association (SIFMA) today praised the second stage of Treasury Secretary Paulson’s capital markets competitiveness action plan.