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  • American Stock Exchange Announces Disciplinary Actions In November 2006

    Date 19/01/2007

    The American Stock Exchange® (Amex®) today announced disciplinary actions during the month of November, 2006.  Amex disciplinary actions can be viewed at the following link:http://www.amex.com/?href=/atamex/regulation/discipline/at_regdiscipline.html

  • NYSE Group Inc. Issues Monthly Short Interest Report

    Date 19/01/2007

    The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of Jan. 12, 2007, reflecting transactions through Jan. 9, 2007.

  • TSX Group CEO Will Provide Updates On Technology Initiatives & Derivatives Strategy

    Date 19/01/2007

    In his first public speech of 2007 TSX Group Inc. CEO Richard Nesbitt will provide an update to The Rotary Club of Toronto on the organization’s key initiatives including technology initiatives and plans to enter the derivatives market.

  • Exchanges’ Market Data Fees Challenged By Securities Industry And Financial Markets Association

    Date 19/01/2007

    The Securities Industry and Financial Markets Association (SIFMA) urged the Securities and Exchange Commission (SEC) to implement a moratorium on market data rule filings for U.S. exchanges until the SEC is able to address the fundamental legal and policy issues created by for-profit exchanges.

  • Virt-x: SMI Market Segment Change

    Date 19/01/2007

    From 1 July 2005, market segments on virt-x for Swiss Market Index (“SMI”) securities were established as follows: an EU Regulated Market segment which is in compliance with the relevant EU provisions, and a UK Exchange Regulated Market segment which generally preserves the pre-existing regulatory requirements for Swiss issuers.

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