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  • TSX Venture Exchange Seeks Leave To Appeal From BC Securities Commission Decision Regarding William John Nichols

    Date 27/06/2007

    TSX Venture Exchange today announced that it intends to apply to the BC Court of Appeal for leave to appeal from the decision of the BC Securities Commission regarding the suitability of William John Nichols. In late 2005, TSX Venture Exchange found Mr. Nichols unsuitable to provide investor relations services to TSX Venture listed issuers. The decision was based upon: (a) Mr. Nichols' failure to disclose 19 of 20 of his prior criminal convictions on his Personal Information Form filed

  • CFTC Names Walter Lukken Acting Chairman

    Date 27/06/2007

    The Commodity Futures Trading Commission (CFTC) today announced that, in accordance with CFTC Rules, the members of the Commission have elected Commissioner Walter Lukken to serve as Acting Chairman. Lukken will exercise the executive and administrative functions of the Commission until a new Chairman has been appointed by the President and confirmed by the Senate.

  • Paulson’s US Markets’ Global Competitiveness Plan Applauded by SIFMA

    Date 27/06/2007

    The Securities Industry and Financial Markets Association (SIFMA) today praised the second stage of Treasury Secretary Paulson’s capital markets competitiveness action plan.

  • CFTC Announces Resignation of Chairman Reuben Jeffery III

    Date 27/06/2007

    Today, the Commodity Futures Trading Commission (CFTC) announced the resignation of Chairman Reuben Jeffery III, effective June 27, 2007. Jeffery has served as Chairman of the CFTC since July 2005. Prior to his appointment by President George W. Bush, he served as Special Assistant to the President and Senior Director for International Economic Affairs at the National Security Council. Jeffery is departing the CFTC for the U.S. Department of State where he has been nominated and confirmed as Und

  • SEC Establishes Advisory Committee to Make U.S. Financial Reporting System More User-Friendly for Investors

    Date 27/06/2007

    Securities and Exchange Commission Chairman Christopher Cox today announced the establishment of an advisory committee that will examine the U.S. financial reporting system with the goals of reducing unnecessary complexity and making information more useful and understandable for investors.

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