FTSE Mondo Visione Exchanges Index:

News Centre

News

FINRA Expels Franklin Ross, Inc. For Systemic Violations Of Anti-Money Laundering Rules - Firm's Current And Former Presidents Fined, Suspended For Failing To Investigate And Report Numerous Suspicious Securities Transactions

Date 05/11/2007

The Financial Industry Regulatory Authority (FINRA) announced today that it has expelled Franklin Ross, Inc. (FRI) of Princeton, NJ from FINRA membership for repeatedly violating anti-money laundering (AML) rules. FINRA also imposed fines and suspensions against two of the firm's principals - its former president, Mark G. Ross, Jr., and its current president, Kevin K. Herridge. By federal statute, a firm must be a FINRA member in order to conduct a public securities business.
Deutsche Bank To Launch First ETFs On Short iTraxx

Date 05/11/2007

Deutsche Bank will launch the first three short iTraxx ETFs this week as part of its db x-trackers Exchange Traded Fund (ETF) platform. The three new ETFs are based on new indices, developed by the International Index Company (IIC) and launched this week. The three indices will be: iTraxx® Europe 5-year Short TOTAL RETURN INDEX iTraxx® Europe HiVol 5-year Short TOTAL RETURN INDEX iTraxx® Europe Crossover 5-year Short TOTAL RETURN INDEX
Warsaw Stock Exchange: For Issuers Big And Small - The 32 IPOs On The WSE In H1 2007 Raised PLN 13.3 Billion (USD 4.6 billion) In New Shares Issues. Investors Welcome Each New Offer.

Date 05/11/2007

Investors say that global stock markets in the summer are like the beach: all the investors are thinking about are holidays, the trading is slow, the volumes go down, the primary market is dormant… But not in Warsaw!
DIFC Governor Hosts Top Swiss Government Advisor

Date 05/11/2007

The Dubai International Financial Centre (DIFC) today welcomed Doris Leuthard, Federal Councillor and Head of Federal Department of Economic Affairs, Switzerland along with a nine member strong delegation.
Neal Wolkoff, Chairman And CEO Of The American Stock Exchange, To Deliver Keynote Speech At Investor Growth Conference Hosted By Sanders Morris Harris

Date 05/11/2007

American Stock Exchange® (Amex®) announced today that Neal Wolkoff, Amex’s Chairman and Chief Executive Officer, will deliver the keynote address at the Third Annual Investor Growth Conference on November 8 hosted by Sanders Morris Harris at the New York Palace Hotel in New York City.

19.1 Million Electronic Equity Trades On Borsa Italiana And London Stock Exchange In October

Date 05/11/2007

During October 2007, there were 19.1 million electronic order book trades with a combined value of £299.6 billion (€429.7 billion) on the cash markets of Borsa Italiana and the London Stock Exchange – more than on any other European exchange. The average daily number of order book trades increased 46 per cent to 832,156 while the average daily value traded rose 34 per cent to £13.0 billion (€18.7 billion).
EEX Trading Results And New Admissions In October

Date 05/11/2007

Electricity trading volume on the European Energy Exchange (EEX) in October 2007 totalled 149.3 TWh, compared with 84.3 TWh in October 2006.
3 French Clients Choose Avox MiFID Classification Service - Mifid Service Incorporates Fully Auditable Sets Of Data Fields

Date 05/11/2007

Avox, the leading network of financial services providers collaborating for the verification of counterparty data, has been chosen by three French clients Calyon, CM CIC Securities and Société Général Corporate and Investment Banking for Avox’ MiFID Classification Service. In order to meet MiFID requirements, Avox will provide banks with a fully auditable set of data fields for their client records.
Record Trading At OMX Nordic Exchange

Date 05/11/2007

October saw a record in share trading at the Nordic Exchange. On October 16, the share trading value was EUR 11.4 billion (previous record: EUR 9.7 billion on May 3, 2007). Record figures in share trading were also recorded for the month, reaching EUR 130.4 billion in total (previous record: EUR 127.0 billion, August 2007). During the month 6 new companies have been listed at main market and 5 new companies have joined First North.
CESR Publishes Its Timetable To Fulfil The Request From The European Commission To Review The Role Of Credit Rating Agencies

Date 05/11/2007

Following the European Commission’s additional request for CESR to review several aspects of the rating process regarding structured finance instruments (Ref. CESR/07-608), CESR has reviewed its work plan and issues today further information on additional elements that will be covered, and the timetable for its work.