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Statement On FY 2007 Enforcement Div. Statistics By Chairman Christopher Cox, U.S. Securities And Exchange Commission, Washington, D.C., November 15, 2007

Date 16/11/2007

"The SEC's Enforcement Division continues to be the gold standard of securities law enforcement in the never-ending battle against financial wrongdoers. The Division's results in Fiscal 2007 are impressive both in number — the second highest in Commission history — and breadth, covering every corner of the markets investors rely on for their financial security.
Integrating Regional Capital Markets - How Will It Benefit The Barbados Market

Date 16/11/2007

The Barbados Stock Exchange will be hosting a panel discussion on Monday November 19th, 2007 at the Grand Salle of the Central Bank of Barbados at 17:30 on "Integrating Regional Capital Markets - How Will It Benefit The Barbados Market". There will be two presenters, Mrs. Michelle Doyle-Lowe of the Barbados Central Bank and Mr Marlon Yarde, General Manager of the Barbados Stock Exchange.
SEC Seeks Public Views On Enhanced Access To Company Reporting On Business In Countries On State Department List

Date 16/11/2007

The Securities and Exchange Commission today asked for public comment about whether to develop mechanisms to facilitate greater access to companies' disclosures concerning their business activities in or with countries designated as State Sponsors of Terrorism by the U.S. Secretary of State.
Standard & Poor’s Announces Changes In S&P Japan 500 And S&P Japan SmallCap 250 Indices

Date 16/11/2007

Standard & Poor’s will make the following changes in the S&P Japan 500 and S&P Japan SmallCap 250 Indices effective after the close of trading Friday, November 30 2007: 1. Deletions and additions S&P Japan SmallCap 250 and S&P Japan 500 Indices - November 30th, 2007 after the market close-
BEST Brazil Ends 2007 With 739 Participants

Date 16/11/2007

The Brazilian Mercantile & Futures Exchange (BM&F), the São Paulo Stock Exchange (Bovespa), the Brazilian Clearing and Depository Corporation (CBLC), and the National Association of Investment Banks (ANBID) promoted the Asian edition of BEST Brazil on the 6th, 8th, and 9th of November 2007. This year, besides Singapore and Hong Kong, the event was also held in Tokyo.

Jury Rules In SEC's Favor, Finds Former Chairman/CEO Of Chancellor Corporation Liable For Securities Fraud

Date 16/11/2007

The Securities and Exchange Commission announced that a federal court jury returned a verdict today in the SEC's favor on all securities fraud charges against Brian M. Adley, who is the former chairman, chief executive officer and controlling shareholder of Chancellor Corporation, a defunct Boston-based transportation equipment-leasing company.
NYSE Arca Tech 100 Index® Announces Change To Index Components

Date 16/11/2007

The NYSE Group Inc., today announced that the NYSE Arca Tech 100 Index® will replace one constituent in the index as a result of recent corporate actions. The changes are effective as of market close on November 19, 2007.
Opening Speech Of The IOSCO Technical Committee Conference - Tokyo 8th November 2007 - Speech Delivered By Michel Prada Chairman Of The Autorité des Marchés Financiers

Date 16/11/2007

Click here to download the opening speech of the IOSCO Technical Committee conference in Tokyo on 8th November 2007. The opening speech was delivered by Michel Prada, Chairman of the Autorité des Marchés Financiers.
RTS: Trading On Mutual Fund "Nevo-Invest" Investment Funds

Date 16/11/2007

Starting from November 16, 2007 on the Classic and T+O markets trading on Mutual Fund Nevo-Invest investment funds under the Museum Asset Management has resumed (Classic market ticker – MUZENI, T+O market ticker – MUZENIG). On November 9, 2007 there was an operation of splitting in the registry of investment funds. Splitting coefficient is - 1:100 – one investment fund converted into 100 investment funds.
Standard & Poor's Announces Changes In The S&P/TSX Venture Composite

Date 16/11/2007

Standard & Poor's will make the following changes in the S&P/TSX Venture Composite Index after the close of trading on Friday, November 16, 2007: