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  • SEC Charges Four In California Insider Trading Ring

    Date 05/02/2015

    The Securities and Exchange Commission today charged a stock research analyst, a corporate insider, and two others involved in a California-based insider trading ring that generated nearly $750,000 in illegal profits by trading in advance of four corporate news announcements.

  • Tel Aviv Stock Exchange Weekly Review: 1-5 February 2015

    Date 05/02/2015

    TA-25

    The TA-25 index increased 0.9% over the week and decreased 0.2% since the beginning of the year, after an increase of 10.2% for the whole of 2014.

  • Advocating For Investors Saving For Retirement, SEC Commissioner Luis A. Aguilar, The American Retirement Initiative’s, Winter 2015 Summit, Washington, D.C., Feb. 5, 2015

    Date 05/02/2015

    Thank you, Keith [Green], for that kind introduction. I am once again pleased to sponsor The American Retirement Initiative’s (ARI) Winter Summit. We have had many successful ARI summits over the last few years, and I am glad that the ARI has continued its focus on the plight of our nation’s seniors and retirees. Protecting investors—especially those saving for their retirement—is an important mission for me. Before I continue my remarks, however, let me issue the standard disclaimer that the views I express today are my own, and do not necessarily reflect the views of the U.S. Securities and Exchange Commission (“SEC” or “Commission”), my fellow Commissioners, or members of the staff.

  • ESMA Is Renewing The CWG For The Investment Management Standing Committee

    Date 05/02/2015

    ESMA is today launching the process to renew the composition of the IMSC CWG. Interested parties should submit their application using the approriate form by 5 March 2015.

  • ICAP Energy’s Todd Creek appointed To CFTC EEMAC

    Date 05/02/2015

    ICAP Energy, the energy and commodities business of ICAP plc, announces today that Todd Creek, President of ICAP Energy and Commodities, has been appointed by the U.S. Commodity Futures Trading Commission (CFTC) to its Energy and Environmental Markets Advisory Committee (EEMAC). Todd is an Associate Member appointed by CFTC Commissioner J. Christopher Giancarlo and approved by the Commission, effective immediately.