News Centre

ASIC Class Order Clarifies Fee And Cost Disclosure Requirements

Date 12/12/2014

Following a review of fee disclosure practices, ASIC today released a class order clarifying key fee and cost disclosure requirements for Product Disclosure Statements (PDS) and periodic statements for superannuation and managed investment products.

New Zealand's Financial Markets Authority Publishes Its First Medium-Term Strategic Risk Outlook

Date 12/12/2014

The Financial Markets Authority (FMA) today published its seven-point strategic risk outlook, identifying the areas where it will apply the majority of its regulatory effort in the medium-term. The priorities will direct the FMA’s work in licensing, supervision, compliance and enforcement.

Hong Kong's Securities and Futures Commission Bans Lee Wai Keung For 12 Months

Date 12/12/2014

The Securities and Futures Commission (SFC) has banned Mr Lee Wai Keung from re-entering the industry for 12 months from 10 December 2014 to 9 December 2015.

Osaka Exchange: Latest Update Of Deliverable Bonds And Conversion Factors Of JGB Futures

Date 12/12/2014

Deliverable bonds and conversion factors of JGB Futures (5-year, 10-year & 20-year)

• Deliverable bonds and conversion factors

ADX Partakes In Abu Dhabi Energy, Industry & Infrastructure Conference

Date 12/12/2014

Abu Dhabi Securities Exchange (ADX) Chief Executive, Mr. Rashed Al Balooshi, has participated in the 9th Annual Abu Dhabi Energy, Industry & Infrastructure Conference held in Abu Dhabi from the 7th to the 9th of December. The conference, organized by MEED Events, addressed energy development, industry, and continued infrastructure development in both private and public sectors alike. 

The Board of Directors Of The Mexican Stock Exchange ("BMV") Appoints José Oriol Bosch Par As Chief Executive Officer

Date 12/12/2014

Bolsa Mexicana de Valores, S.A.B. de C.V., (BMV) today reports that its Board of Directors has appointed José Oriol Bosch Par as Chief Executive Officer of the Company, effective January 1, 2015. 

CalPERS Calls For Global Climate Solutions At United Nations Conference

Date 12/12/2014

The California Public Employees' Retirement System (CalPERS) today provided the North American perspective on the need for policy action on climate change at the United Nation's Climate Change Conference in Lima, Peru. The pension fund represented the Investor Network on Climate Risk, led by Ceres, and made up of more than 100 institutional investors representing more than $13 trillion in assets.

SIFMA Issues 2015 And 2016 Recommendations For Full And Early Holiday Closes For Trading Of US Dollar-Denominated Fixed-Income Securities In The US And UK

Date 12/12/2014

SIFMA today issued its 2015 and 2016 holiday schedules for full and early market closes for the trading of US dollar-denominated fixed-income securities in the United States and the United Kingdom.  SIFMA will publish its 2016 recommendations for Japan in early 2015. 

Enhancing Risk Monitoring And Regulatory Safeguards For The Asset Management Industry, SEC Chair Mary Jo White, The New York Times DealBook Opportunities For Tomorrow Conference Held At One World Trade Center, New York, N.Y.

Date 12/12/2014

Thank you for the invitation to join you today.  On a personal note, it is particularly meaningful to me to be speaking for the first time in this building.

CBOE Awarded U.S Options Exchange Of The Year From Futures And Options World For Third Straight Year

Date 12/12/2014

The Chicago Board Options Exchange® (CBOE®) has been named “U.S. Options Exchange of the Year” for the third consecutive year at an awards ceremony during Futures and Options World magazine’s Derivatives World London Conference.