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ASIC: FC Stone Australia Pty Ltd Pays $130,000 Infringement Notice Penalty
Date 28/04/2015
FC Stone Australia Pty Ltd ("FC Stone") has paid a total penalty of $130,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel ("MDP"). The MDP had reasonable grounds to believe that FC Stone had contravened subsection 798H(1) of the Corporations Acton several occasions by failing to comply with certain ASIC (ASX24) market integrity rules.
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MIAX Options - May 1, 2015 Fee Changes - Amendment To The Market Maker Trading Permit Fees
Date 28/04/2015
Effective May 1, 2015, the MIAX Options Market Maker Trading Permit symbol assignment tiers and associated fees will be amended.
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CFTC’s Global Markets Advisory Committee To Meet May 14, 2015
Date 28/04/2015
The U.S. Commodity Futures Trading Commission (CFTC) announced today that the Global Markets Advisory Committee (GMAC) will hold a public meeting on May 14, 2015 at CFTC’s headquarters in Washington, D.C.
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ESMA Vacancy Notice - Senior Legal Officer (Enforcement Profile)
Date 28/04/2015
Deadline: 01/06/2015. Please refer to our vacancy page for the details on this position (Ref: 2015/VAC4/AD8) and how to apply.
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Moscow Exchange: Equity Market Making Program Changed
Date 28/04/2015
As from 5 May, the Moscow Exchange will change its Equity Market Making Program with respect to quote maintenance as part of a regular review.
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Pardip Saini Sentenced For Failing To Pay Confiscation Order
Date 28/04/2015
Today, Pardip Saini was sentenced to 538 days imprisonment for failing to pay a Confiscation Order made against him.
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Head f FBI's New York Cyber Branch To Join K2 Intelligence
Date 28/04/2015
K2 Intelligence, an industry-leading investigative, compliance and cyber defense services firm, announced today that Austin P. Berglas, Assistant Special Agent in Charge (ASAC) of the Federal Bureau of Investigation's (FBI) Cyber Branch in New York, will be joining the firm on May 4, 2015 as Senior Managing Director and head of the U.S. Cyber Investigations and Incident Response practice. He will be based in New York.
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Second Issue Of The Asian Financial Partnership Center Newsletter
Date 28/04/2015
The Asian Financial Partnership Center (AFPAC) announces the second issue of the Newsletter. Please see the
AFPAC Newsletter (vol.2) (PDF:231KB) for details. -
With Orders Totalling $2.7million Echo Launches On CrowdCube Today
Date 28/04/2015
Echo is an up-and-coming technology brand, improving the accessibility and usability of day-to-day products through innovative thinking and design. Echo brings to life everyday electronic essentials merging the lifestyle and technology markets.
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HKEx Announces Temporary Holiday Risk Management Arrangements
Date 28/04/2015
Hong Kong Exchanges and Clearing Limited (HKEx) has announced the following holiday risk management arrangements.
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