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ASX Compliance Monthly Activity Report – May 2015
Date 03/06/2015
New listings for the month were Australian Finance Group Ltd (AFG), Crusade ABS Series 2015-1 Trust (CUH), Future Fibre Technologies Limited (FFT), IQ3Corp Limited (IQ3), Medallion Trust Series 2014-2 (MZB), Medallion Trust Series 2015-1 (MZA), MYOB Group Limited (MYO), National RMBS Trust 2015-1 (NAJ), South32 Limited (S32), Wealth Defender Equities Limited (WDE) and XPD Soccer Gear Group Limited (XPD).
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NZX May 2015 Shareholder Metrics
Date 03/06/2015
Please find attached Shareholder Metrics for May 2015.
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SIFMA Proposes Best Interests Standard For Broker-Dealers As A Workable Solution To DOL's Fiduciary Proposal
Date 03/06/2015
Today, SIFMA president and CEO Kenneth E. Bentsen, Jr. announced the industry’s “Proposed Best Interests of the Customer Standard for Broker-Dealers,” which, if adopted, would establish a best interests standard for broker-dealers serving retail clients. This proposal follows the industry’s long established support for such a standard.
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US Department Of Justice: Four People Arrested And Charged In Cross-Country Insider Trading Scheme
Date 03/06/2015
The owner and operator of a stock trading operation and three of his associates were arrested today on charges arising from their alleged participation in a multi-year insider trading scheme that netted more than $3.2 million in illicit profits, announced today by U.S. Attorney Paul J. Fishman for the District of New Jersey.
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SIFMA President And CEO Kenneth E. Bentsen, Jr. Remarks As Prepared For The SIFMA DOL Fiduciary Seminar
Date 03/06/2015
Good morning. I am Ken Bentsen, president and CEO of SIFMA. I want to thank you all for joining us at the SIFMA Conference Center today as we discuss a very complex but extremely consequential matter. I want to take a moment to thank all of our panelists who have taken the time to present today and my staff and colleagues, in particular Lisa Bleier and Jillian Enoch. And of course thank all of you both in the room and by web for participating.
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FTSE UK Index Series Quarterly Review June 2015 - Inmarsat To join FTSE 100 - Aggreko To Enter FTSE 250 In Rebalance
Date 03/06/2015
FTSE Russell, the global index provider, confirms today that Inmarsat will be joining the FTSE 100 Index. In the rebalance, Aggreko will leave the UK’s leading index and enter the FTSE 250 Index.
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Zalando SE To Be Included In MDAX - Deutsche Börse Reviews Index Composition/Unscheduled Adjustments In SDAX
Date 03/06/2015
On Wednesday Deutsche Börse decided on changes in its selection indices which will become effective on 22 June 2015.
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Bringing Financial Services Back To The People They Serve, 03 June 2015, Jonathan Hill, European Commissioner For Financial Stability, Financial Services And Capital Markets Union, Joint ESAs Consumer Protection Day
Date 03/06/2015
Good morning, ladies and gentlemen. Thank you Steven, and a particular thank you to Gabriel and EIOPA for organising our conference today. I am very pleased to be here. First, to have the chance to place on the record my thanks to the three European Supervisory Authorities for the work they do to foster supervisory convergence in financial markets and for the contribution they make to financial stability. But also to go back to basics and ask ourselves how we can do more to serve the interests of consumers, of the people who use financial services to help manage their lives.
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Intercontinental Exchange Sets August 5 For Second Quarter 2015 Earnings Announcement
Date 03/06/2015
Intercontinental Exchange (NYSE: ICE), the leading global network of exchanges and clearing houses, will announce second quarter 2015 financial results on Wednesday, August 5, 2015. An earnings press release will be issued prior to the earnings conference call, which will begin at 8:30 a.m. ET.
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Opening Remarks Of SEC Chair Mary Jo White Before The SEC Advisory Committee On Small And Emerging Companies - SEC Chair Mary Jo White, June 3, 2015
Date 03/06/2015
Good morning. Thank you all for being here. Steve, Chris, and all committee members, I appreciate the full agenda you have today, and I will be brief in my update and comments so that you can get to the business at hand.
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