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Crazy Quilt Chart Of Regulation, SEC Commissioner Daniel M. Gallagher, June 3, 2015

Date 03/06/2015

On March 2, 2015, I published a chart depicting the aggregation of U.S. financial services firm regulation since the enactment of the Dodd Frank Act in 2010. My office has updated the chart to reflect significant FINRA rules and amendments implemented since July 2010.
British Columbia Securities Commission Alleges That B.C. Woman Committed Fraud On Australian Resident

Date 03/06/2015

The Executive Director of the British Columbia Securities Commission (BCSC) has issued a notice of hearing alleging that a B.C. woman defrauded an Australian resident and acted as an adviser without registration.
ASX Group Monthly Activity Report – May 2015

Date 03/06/2015

The value of ASX-listed stocks, as measured by the All Ordinaries Index, remained flat in May 2015. This performance is in contrast to rises in other major markets, including Japan up 5.3%, the US up 1.0% and the UK up 0.3%. Singapore was down 2.7%, Hong Kong down 2.5% and Germany was down 0.4%.
SGX’s Derivatives And Commodities Activities Grow In May

Date 03/06/2015

Singapore Exchange (SGX) reported growth in derivatives and commodities activities in May from a year earlier but securities trading declined.
ASX Compliance Monthly Activity Report – May 2015

Date 03/06/2015

New listings for the month were Australian Finance Group Ltd (AFG), Crusade ABS Series 2015-1 Trust (CUH), Future Fibre Technologies Limited (FFT), IQ3Corp Limited (IQ3), Medallion Trust Series 2014-2 (MZB), Medallion Trust Series 2015-1 (MZA), MYOB Group Limited (MYO), National RMBS Trust 2015-1 (NAJ), South32 Limited (S32), Wealth Defender Equities Limited (WDE) and XPD Soccer Gear Group Limited (XPD).

NZX May 2015 Shareholder Metrics

Date 03/06/2015

Please find attached Shareholder Metrics for May 2015.
SIFMA Proposes Best Interests Standard For Broker-Dealers As A Workable Solution To DOL's Fiduciary Proposal

Date 03/06/2015

Today, SIFMA president and CEO Kenneth E. Bentsen, Jr. announced the industry’s “Proposed Best Interests of the Customer Standard for Broker-Dealers,” which, if adopted, would establish a best interests standard for broker-dealers serving retail clients. This proposal follows the industry’s long established support for such a standard.
US Department Of Justice: Four People Arrested And Charged In Cross-Country Insider Trading Scheme

Date 03/06/2015

The owner and operator of a stock trading operation and three of his associates were arrested today on charges arising from their alleged participation in a multi-year insider trading scheme that netted more than $3.2 million in illicit profits, announced today by U.S. Attorney Paul J. Fishman for the District of New Jersey.
SIFMA President And CEO Kenneth E. Bentsen, Jr. Remarks As Prepared For The SIFMA DOL Fiduciary Seminar

Date 03/06/2015

Good morning. I am Ken Bentsen, president and CEO of SIFMA. I want to thank you all for joining us at the SIFMA Conference Center today as we discuss a very complex but extremely consequential matter. I want to take a moment to thank all of our panelists who have taken the time to present today and my staff and colleagues, in particular Lisa Bleier and Jillian Enoch. And of course thank all of you both in the room and by web for participating.
FTSE UK Index Series Quarterly Review June 2015 - Inmarsat To join FTSE 100 - Aggreko To Enter FTSE 250 In Rebalance

Date 03/06/2015

FTSE Russell, the global index provider, confirms today that Inmarsat will be joining the FTSE 100 Index. In the rebalance, Aggreko will leave the UK’s leading index and enter the FTSE 250 Index.