News Centre

FINRA Announces CEO Transition - Taps Former SEC Director Of The Division Of Trading And Markets

Date 13/06/2016

The Financial Industry Regulatory Authority (FINRA) today announced that its Board of Governors has concluded the CEO search, and appointed Robert W. Cook as President and Chief Executive Officer, effective the second half of 2016. Mr. Cook will succeed Richard G. Ketchum, who has served as Chairman and CEO since 2009. The Board intends to name a new Chairman in the coming months.

SIFMA Statement On ‎FINRA CEO Transition

Date 13/06/2016

SIFMA today issued the following statement on the Financial Industry Regulatory Authority’s (FINRA) announcement that its Board of Governors has appointed Robert W. Cook as president and CEO, effective the second half of 2016:

UK’s Financial Conduct Authority: Former Equities Trader At Schroders Investment Management

Date 13/06/2016

Damian Clarke, a former equities trader at Schroders Investment Management has today been sentenced to two years imprisonment having pleaded guilty to nine counts of insider dealing.

ACER Publishes A New Edition Of Questions & Answers On REMIT

Date 13/06/2016

The Agency has published another monthly edition of the Questions & Answers on REMIT (Q&A). In the Q&A the Agency answers to questions it has received via remit(at)acer.europa.eu. Updates of the Q&A are regularly published with the aim of providing transparency on the application of REMIT.

BME: Hadley Investments SOCIMI To Start Trading On MAB On 15 June

Date 13/06/2016

• Seventeenth SOCIMI (REIT) to join this market segment

ACER Invites All Interested Parties To Its 10th Public Debrief In Brussels

Date 13/06/2016

In the interest of increasing the transparency and awareness of the Agency’s work, the ACER Board of Regulators (BoR) holds, on a quarterly basis, a public debrief to present the recent activities of the Agency and the BoR in Brussels.

SEC To Permit Voluntary Filing Using Inline XBRL

Date 13/06/2016

The Securities and Exchange Commission today announced that it will allow companies to voluntarily file structured financial statement data in a format known as Inline XBRL.  This initiative represents another step in the SEC’s continuing efforts to modernize and enhance its requirements to facilitate transparency of, and access to, companies’ disclosures.

Monthly Summary Bulgarian Stock Exchange-Sofia May 2016

Date 13/06/2016

Click here to download the statistics for the market performance of the Bulgarian Stock Exchange in May, 2016.

HKEX Welcomes Its First Listings Of Leveraged And Inverse Products

Date 13/06/2016

Hong Kong Exchanges and Clearing Limited (HKEX) today (Monday) welcomed its first listings of Leveraged and Inverse Products, or L&I Products (please see table below for details).

Thai Bourse Market Report For May 2016

Date 13/06/2016

• SET Index rose to 5-month high at 1,424.28 points, up 10.6 pct from end-2015.
• Average daily securities trading value rose 3 pct m-o-m to THB 45 bln.
• Market cap at THB 13.9 trillion, up 10.2 pct from end-2015
• Foreign investors bought shares worth a net THB 17.5 bln in the first 5 month
• Average derivatives trading jumped by 7.36 pct from 2015 to 208,054 contracts per day.