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HKEX Chief Introduces Qianhai Platform To Premier Li Keqiang

Date 12/10/2016

HKEX Chief Executive Charles Li introduced HKEX’s Qianhai commodities platform to Chinese Premier Li Keqiang during the premier’s visit to Southern China to mark the 2016 National Mass Innovation and Entrepreneurship Week in Shenzhen today. Charles Li described HKEX's plan to build an LME-like platform in Mainland China to fill the gap in the domestic market and support the country's physical economy.
Hong Kong's Securities And Futures Commission: Takeovers Panel Upholds Ruling On Offer For L&A International

Date 12/10/2016

The Takeovers and Mergers Panel (Takeovers Panel) has upheld the ruling of the Takeovers Executive in relation to an offer for the shares of L&A International Holdings Limited.
ESMA Publishes Updated UCITS Q&A

Date 12/10/2016

The European Securities and Markets Authority (ESMA) has published an updated questions and answers (Q&A)document on the application of the Undertakings for the Collective Investment in Transferable Securities Directive (UCITS).
HKEX Announces Chief Executive Of Its Commodity-Trading Platform In Qianhai

Date 12/10/2016

Hong Kong Exchanges and Clearing Limited (HKEX) has appointed Guo Xiaoli as Chief Executive of the commodity-trading platform it is building in the Qianhai Shenzhen-Hong Kong Modern Service Industry Cooperation Zone of Mainland China. It is a new position.
Greenkey To Launch Mobile ‘Turret’ App For Traders And Brokers

Date 12/10/2016

GreenKey<http://www.greenkeytech.com/>, creator of an award-winning voice workspace platform for global financial market participants, today announced that the firm next month will launch a mobile application for iOS and Android devices.

Deutsche Börse Cash Market: Fresenius Medical Care Celebrates 20 Years On Frankfurt Trading Floor - CEO Rice Powell Rings Stock Exchange Bell To Open Trading

Date 12/10/2016

DAX company Fresenius Medical Care celebrated its 20th anniversary as well as 20 years on the stock exchange in Frankfurt this morning. CEO of the company, Rice Powell, opened trading with a ring of the traditional stock exchange bell.
Hong Kong's Securities And Futures Commission Suspends Lo Tsz On For One Year

Date 12/10/2016

The Securities and Futures Commission (SFC) has suspended Mr Lo Tsz On for one year from 12 October 2016 to 11 October 2017 following his conviction for fraud.
UK's Financial Conduct Authority Imposes Penalties On Sonali Bank (UK) Limited And Its Former Money Laundering Reporting Officer For Serious Anti-Money Laundering Systems Failings

Date 12/10/2016

The Financial Conduct Authority (FCA) has fined Sonali Bank (UK) Limited (SBUK) £3,250,600 and has imposed a restriction, preventing it from accepting deposits from new customers for 168 days. It has also fined the bank’s former money laundering reporting officer (MLRO), Steven Smith, £17,900 and prohibited him from performing the MLRO or compliance oversight functions at regulated firms.
Shire Plc To Join The NASDAQ-100 Index Beginning October 19, 2016

Date 12/10/2016

Nasdaq (Nasdaq:NDAQ) today announced that Shire plc (Nasdaq:SHPG), will become a component of the NASDAQ-100 Index® (Nasdaq:NDX) and the NASDAQ-100 Equal Weighted Index (Nasdaq:NDXE) prior to market open on Wednesday, October 19, 2016. Shire plc will replace Linear Technology Corporation (Nasdaq:LLTC) in the indexes.
DongXing Securities Selects Horizon For Option Trading

Date 12/10/2016

Horizon Software (Horizon), the leading global technology provider for electronic trading and investment management, announced today that Chinese broker,DongXing Securities (DongXing), has chosen Horizon for its equity trading, market making and algorithmic trading. The deal is a major extension of Horizon’s use by DongXing Investment, a subsidiary of DongXing Securities, which has a market cap of USD 9.5 Billion and is named as one of the Forbes 2000 largest companies in the world.