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  • CFTC Commitments Of Traders Reports Update

    Date 18/08/2017

    The current reports for the week of August 15, 2017 are now available.

  • BOX Options Exchange: BOX Manual Transaction Fees

    Date 18/08/2017

    Effective August 21, 2017, BOX Options Exchange (“BOX”) has included fees for the BOX Trading Floor in the Fee Schedule as new Section II (Manual Transactions).

  • London Stock Exchange Group Plc Transaction In Own Shares

    Date 18/08/2017

    London Stock Exchange Group plc (the "Company") announces that it has purchased through RBC Europe Limited, in accordance with the authority granted by shareholders at the Company's Annual General Meeting on 26 April 2017, the following number of its ordinary shares of 6 79/86 pence each ("Shares") on the London Stock Exchange as part of the buyback programme announced on 29 March 2017:

  • Banca IMI Securities To Pay $35 Million For Improper Handling Of ADRs In Continuing SEC Crackdown

    Date 18/08/2017

    The Securities and Exchange Commission today announced that broker Banca IMI Securities Corp. (BISC), an indirect, wholly-owned U.S. subsidiary of Italian bank Intesa Sanpaolo SpA, has agreed to pay more than $35 million to settle charges that it violated federal securities laws when it requested the issuance of and received American Depositary Receipts (ADRs) without possessing the underlying foreign shares.

  • European Supervisory Authorities Publish Q&A On The Key Information Document For PRIIPs

    Date 18/08/2017

    The European Supervisory Authorities (ESAs) published today further guidance on the Key Information Document (KID) requirements for Packaged Retail and Insurance-based Investment Products (PRIIPs) laid down in the European Commission's Delegated Regulation (EU) 2017/653. The guidance promotes common supervisory approaches and practices in the implementation of the KID.