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BNP Paribas Investment Partners Enhances Multi Asset Solutions Capability With Appointment Of Market Strategist

Date 24/02/2017

BNP Paribas Investment Partners announces the appointment of Guillermo Felices as Senior Market Strategist within its Multi Asset Solutions team. He will be based in London and will report to Colin Graham, CIO for Multi Asset Solutions and Head of Active Asset Allocation.
Bursa Malaysia Berhad Announces Appointment Of Director

Date 24/02/2017

Bursa Malaysia Berhad announced the appointment of Datin Grace Yeoh Cheng Geok as the Independent Non-Executive Director to its Board of Directors line up, effective 24 February 2017.
City University Of London's Professor George Spanoudakis - Creation, Monitoring And Management Of Cyber Insurance Policies

Date 24/02/2017

Professor George Spanoudakis, City, University of London Professor of Software Engineering is the principal investigator and technical coordinator on the CyberSure project.
Bursa Malaysia And The Stock Exchange Of Thailand Forge Closer Ties With Visit By Thai Media - Thai Media Briefed On Bursa Malaysia’s Role And The Malaysian Capital Market

Date 24/02/2017

Bursa Malaysia Berhad (“Bursa Malaysia” or “the Exchange”) today welcomed the Stock Exchange of Thailand’s (“SET”) executives and members of the Thai media to the Exchange Square.
Finansinspektionen: Capital Requirements Of Swedish Banks As Of The Fourth Quarter 2016

Date 24/02/2017

Finansinspektionen publishes the capital requirements of the ten largest Swedish banks and credit institutions as of the end of the fourth quarter 2016.

ASIC Reports On Corporate Finance Regulation July To December 2016

Date 24/02/2017

ASIC has today published its sixth report on the regulation of corporate finance issues in Australia.
Readout From A Treasury Spokesperson Of Secretary Mnuchin’s Meeting With Mark Carney, Governor Of The Bank Of England (BOE) And Chair Of The Financial Stability Board (FSB)

Date 24/02/2017

U.S. Treasury Secretary Steven Mnuchin met with Bank of England Governor and Financial Stability Board Chair Mark Carney.
Readout From A Treasury Spokesperson Of Secretary Mnuchin’s Call With Canadian Minister Of Finance William Morneau

Date 24/02/2017

U.S. Treasury Secretary Steven Mnuchin spoke by phone today with Canadian Minister of Finance Bill Morneau.
The Canadian Securities Administrators Launch A Regulatory Sandbox Initiative

Date 23/02/2017

The Canadian Securities Administrators (CSA or we) today launched a regulatory sandbox, an initiative that supports businesses seeking to offer innovative products, services and applications.
Commission Statement Regarding Decision In Bartko v. SEC

Date 23/02/2017

In its January 17, 2017 decision in Bartko v. SEC (No. 14-1070), the United States Court of Appeals for the D.C. Circuit granted in part a petition for review of a Commission order imposing sanctions for violations of the securities laws. The court vacated the portion of the order imposing collateral bars against Bartko, who was associated only with a broker-dealer at the time of his securities law violations, from association with investment advisers, municipal securities dealers, transfer agents, municipal advisors, and nationally recognized statistical ratings organizations. The court held that the order’s imposition of those collateral bars was an impermissibly retroactive application of the Dodd-Frank Act, which first authorized the Commission to impose such collateral bars. Because all of Bartko’s violative conduct pre-dated the Dodd-Frank Act’s July 22, 2010, effective date, the court held that applying those provisions to such conduct would be impermissibly retroactive. The Commission has determined not to seek further review of that decision.