News Centre

Office Of The Comptroller Of The US Currency Announces Enforcement Actions For July 2026

Date 16/07/2026

The Office of the Comptroller of the Currency (OCC) today released enforcement actions for July 2026.

UK Government Guidance - Royal Mint Trading Fund: Framework Document

Date 16/07/2026

This document sets out the accountabilities and relationships between the Royal Mint Trading Fund, the Shareholder (HM Treasury) and the Shareholder Representative (UK Government Investments).

BC Securities Commission Imposes Temporary Restrictions On Two Companies And Two Individuals

Date 16/07/2026

The Executive Director of the BC Securities Commission (BCSC) has imposed a temporary order against two B.C. companies and two individuals connected to the companies.  

Statement On Proposed Regulation E-Delivery, SEC Commissioner Mark T. Uyeda

Date 16/07/2026

The Commission spends considerable time thinking about the “what” of disclosure by focusing on the substance of required disclosures. These disclosures, whether in the form of a prospectus, an account statement, a description of services provided, or an annual report—to name just a few—form the bedrock of investor protection. Our system relies principally on individuals to look after their own interests by acting, or refraining from acting, based on that information. The logical next question then is “how” that information is delivered to investors. 

SIFMA Statement On SEC Proposed Rule On E-delivery

Date 16/07/2026

SIFMA today issued the following statement from president and CEO Kenneth E. Bentsen, Jr. on a proposed rule from the Security and Exchange Commission (SEC) related to electronic delivery of certain required financial disclosures:

“SIFMA welcomes the SEC’s proposal to modernize the electronic delivery framework for investor communications. The proposal is an important step toward updating regulatory requirements to reflect how investors access information today while giving investors the power to choose paper delivery if preferred. For years, SIFMA has advocated for a modernized approach that makes electronic delivery the default, reducing unnecessary costs and paper while improving the timeliness and accessibility of important disclosures."

Paper Taper: Statement On Proposed Regulation E-Delivery, SEC Commissioner Hester M. Peirce

Date 16/07/2026

Today, in a long-awaited move, the Commission proposed Regulation E-Delivery to make electronic delivery the default under the securities laws for issuers, investment advisers, investment companies, and broker-dealers. This rulemaking focuses on the default delivery method; not the content of disclosure or its format. I am happy to support what I expect will be the first step in rethinking, modernizing, and improving disclosure of information to investors. 

Joint Board Of Appeal Dismisses Appeal Against The EBA

Date 16/07/2026

The Joint Board of Appeal of the European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) has issued a decision stating that an appeal brought by an individual against the European Banking Authority (EBA) is inadmissible.

UK Financial Stability Report Meetings

Date 16/07/2026

A record of the meetings between the Chancellor of the Exchequer and Governor of the Bank of England on the bank's Financial Stability Report.

Joe Tuccio Joins Spotex As Head Of Digital Assets

Date 16/07/2026

Spotex, the institutional trading venue for FX, precious metals and digital assets, has appointed Joe Tuccio as Head of Digital Assets. Joe joins the US-based firm at a pivotal stage in its growth as Spotex builds on its established expertise in FX and precious metals to expand its institutional offering across digital assets.

SEC Proposes New E-Delivery Approach To Make Information More Readily Accessible And Useful For Investors

Date 16/07/2026

The Securities and Exchange Commission today proposed Regulation E-Delivery, a new rule that would expand the ability of issuers, broker-dealers, investment advisers, and others to use electronic delivery to satisfy information delivery requirements under the federal securities laws.