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SEC Charges Multiple Entities In Fraud Schemes Totaling At Least $15 Million That Used WhatsApp And Other Platforms To Lure Investors
Date 29/09/2026
The Securities and Exchange Commission today charged multiple entities that are likely operated by individuals located overseas for defrauding hundreds of retail investors, including many in the U.S., through so-called investment confidence scams where the perpetrators sought to build online relationships with unsuspecting clients before stealing their money.
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SIFMA Fixed Income Market Close Recommendations In The U.S., The U.K., And Japan For U.S. Columbus Day And Japan Health And Sports Day Holidays
Date 29/09/2026
SIFMA has confirmed its previous holiday recommendation for a full market close on Monday, October 12, 2026, for the trading of U.S. dollar-denominated fixed income securities in the U.S., the U.K., and Japan in observance of the U.S. Columbus Day and Japan Health and Sports Day holidays
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FINRA Bars Broker For Misappropriating $1.7 Million From Customers’ Accounts - Former Broker Transferred Client Funds To His Own Company’s Bank Account Over Two Years
Date 29/09/2026
FINRA has barred Rudy Anguiano of Chino Hills, CA, a former registered representative of LPL Financial LLC, from associating with any FINRA member firm in all capacities for conversion—the intentional and unauthorized taking of another person’s property—of $1,731,000 from two customers’ accounts into an outside business bank account. LPL has since reimbursed both customers in full.
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Opening Remarks, Federal Reserve Vice Chair for Supervision Michelle W. Bowman, At The Community Bank Cyber Workshop, Denver, Colorado (via pre-recorded video)
Date 29/09/2026
Good morning, and welcome to the 2026 Community Bank Cyber Workshop. It is a pleasure to join you again for this annual event hosted by the Federal Reserve Banks of Chicago, Kansas City, St. Louis, Minneapolis, and San Francisco. As the cyber environment grows more complex, events like this one enable us to continue the discussion of evolving approaches to address these challenges.
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ACER Finds Hydrogen Network Planning Frameworks Across The EU Still Incomplete
Date 29/09/2026
Today, ACER published its Opinion on gas and hydrogen national Network Development Plans (NDPs), assessing alignment between national and EU-level planning.
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Intercontinental Exchange Expands Agreement With Wells Fargo To Support Full Home Loan Servicing Portfolio On MSP - Renewed Long-Term Relationship Extends Wells Fargo's Use Of ICE’s MSP Loan Servicing Platform
Date 29/09/2026
Intercontinental Exchange, Inc. (NYSE: ICE), one of the world's leading providers of financial market technology and data powering global capital markets, today announced that Wells Fargo (NYSE: WFC) has renewed its agreement to use MSP®, ICE’s mortgage loan servicing system.
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FINRA’s BestEx Command Economy Contradicts The SEC’s Free-Market Principles: By Kelvin To, Founder And President Of Data Boiler Technologies
Date 29/09/2026
FINRA’s Regulatory Notice 26-15 represents a fundamental administrative and microstructural misstep that attempts to erect an expansive, centralized command-and-control auditing regime over an unfinalized Federal legal vacuum. By conditioning its sweeping Best Execution (BestEx) overhauls on the passive assumption that the SEC will completely rescind Rule 611 and dismantle locked and crossed prohibitions under Rule 610(e), a.k.a. Order Protection Rules (OPR), FINRA is prematurely prejudging open SEC rulemaking under File No. S7-2026-20. This regulatory overreach seeks to force broker-dealers to absorb the costs, documentation burdens, and liability of a self-inflicted structural collapse.
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efl And Deutsche Börse AG To Host 2026 Annual Conference On The Future Of European Financial Markets
Date 29/09/2026
The efl – the Data Science Institute, in partnership with Deutsche Börse AG, has announced its Annual Conference 2026, set to take place on 26 November 2026 at Deutsche Börse AG's The Cube in Eschborn, Germany.
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Cboe Provides Additional Details Relating To Anticipated Financial Impacts Of S&P DJI Licensing Agreement Extension
Date 29/09/2026
Cboe Global Markets, Inc. (Cboe: CBOE), a leading global markets operator and pioneer in equity and index derivatives, announced earlier today it has signed a 25-year extension of its exclusive licensing agreement with S&P Dow Jones Indices ("S&P DJI"), continuing their longstanding collaboration through 2051. See the press release here.
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Cboe And S&P Dow Jones Indices Sign 25-Year Extension Of Exclusive Licensing Agreement, Through 2051 - Agreement Extends Cboe's Exclusive Licensing Rights For S&P 500 Index Options Through 2051 And Creates New Opportunities For Innovation Across Next-Generation Markets And Technologies
Date 29/09/2026
Cboe Global Markets, Inc. (Cboe: CBOE), a leading global markets operator and pioneer in equity and index derivatives, and S&P Dow Jones Indices ("S&P DJI"), the world's leading index provider, today announced a 25-year extension of their exclusive licensing agreement that will continue their longstanding collaboration through 2051.