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SEC Proposes to Modernize Rules for Registered Transfer Agents
Date 01/09/2026
The Securities and Exchange Commission today proposed to update the rules and forms that apply to registered transfer agents.
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Ontario Securities Commission Investor Warnings And Alerts For August 11 – September 1, 2026
Date 01/09/2026
The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or advise in securities in Ontario:
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Statement On Proposed Amendments To The SEC’s Transfer Agent Rules, SEC Commissioner Mark T. Uyeda, Sept. 1, 2026
Date 01/09/2026
Today, the Commission proposes a comprehensive set of amendments to the rules governing registered transfer agents. Transfer agents play a vital role in the U.S. securities markets. They facilitate the orderly settlement of securities transactions and ensure the accuracy of securities ownership records. Transfer agents form part of the essential infrastructure that allows securities to travel smoothly from issuer to investor and from seller to buyer.
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Time To Transfer: Statement On Proposed Transfer Agent Rules, SEC Commissioner Hester M. Peirce, Sept. 1, 2026
Date 01/09/2026
I am delighted that the transfer agent rule proposal is seeing the light of day before I leave the Commission. Thank you to Jamie Selway, Elizabeth Fitzgerald, Moshe Rothman, and the rest of the staff in the Division of Trading and Markets and to others across the Commission, including staff in the Division of Economic and Risk Analysis and Office of General Counsel, for getting this proposal over the finish line.
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London Stock Exchange Group plc Transaction In Own Shares
Date 01/09/2026
London Stock Exchange Group plc (LSEG) announces that it has purchased the following number of its ordinary shares of 679/86 pence each on the London Stock Exchange from BNP Paribas SA (BNP Paribas) as part of its share buyback programme, as announced on 30 July 2026:
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Statistics From Nasdaq Nordic Exchange August 2026
Date 01/09/2026
Monthly statistics including stock and derivative statistics;
- Volumes and Market cap
- Most traded companies
- Most active members
- Listings and member
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FTSE Russell Announces December 2026 Russell US Indexes Reconstitution Schedule
Date 01/09/2026
FTSE Russell, the global index provider, today confirms the schedule for the Reconstitution of the Russell US Indexes, set to occur after market close on 11 December 2026. This will be the second reconstitution of 2026 and the first December reconstitution in more than three decades, completing the index family’s return to a semi-annual schedule.
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Purdue University/CME Group Ag Economy Barometer: Farmer Sentiment Rises Again In August As Future Expectations Improve
Date 01/09/2026
For the first time since June 2025, respondents in the August Purdue University/CME Group Ag Economy Barometer survey expect their operation to be better off financially rather than worse off a year from now. The improved outlook raised farmer sentiment from 126 in July to 135 in August. While the Index of Future Expectations increased 11 points, the Index of Current Conditions rose only 1 point. Optimism about export prospects over the next five years also improved this month, reaching 140 — the highest since December 2025. Higher input costs remained the biggest concern this month. The survey was conducted among 402 farmers across the nation from Aug. 10-14.
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Unlocking Opportunities For Workers And Entrepreneurs With A Criminal Record - Federal Reserve Governor Michael S. Barr, At The Second-Chance Lending Forum, Developing Evidence-Based Policy On Creditworthiness And Criminal History, Washington, D.C.
Date 01/09/2026
Thank you to the organizers of this important event for the opportunity to be part of it. This conference sits at the intersection of several policy issues that are central, I believe, to the future of the U.S. economy—entrepreneurship, financial inclusion, technological innovation, including artificial intelligence (AI)—and, critically, how to bolster these forces in ways that support employment, lift living standards, and promote an economy that works for everyone.
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Nasdaq Nordic And Baltic Markets: Monthly Trade Statistics August 2026
Date 01/09/2026
Nasdaq (Nasdaq:NDAQ) today publishes monthly trade statistics for the Nordic and Baltic markets. Below follows a summary of the statistics for August 2026:
