News Centre

The Risk Of Stock Pledges Of Shenzhen Stock Exchange-Listed Companies Is Generally Controllable

Date 26/06/2018

SZSE pays great attention to the risk of stock pledges of SZSE-listed companies, and makes full use of scientific and technological supervision measures to build a platform for monitoring the risk of stock pledges, timely grasp the situation of shareholder stock pledges, and urge relevant shareholders to duly disclose information and forecast and resolve risks to effectively maintain the stable operation of the market.

Abu Dhabi Global Market And The Hong Kong Monetary Authority Advance FinTech Cooperation For Cross-Border Growth Opportunities

Date 26/06/2018

Abu Dhabi Global Market, the International Financial Centre in Abu Dhabi, and the Hong Kong Monetary Authority signed a co-operation agreement today to jointly promote and enable financial services innovation, and accelerate cross-border FinTech business opportunities in Hong Kong and the United Arab Emirates (UAE).   With this agreement, ADGM has established strategic FinTech collaborations with eleven leading regulators to advance innovation and FinTech growth globally.

CME Group Announces The Launch Of Options On Black Sea Wheat FOB (Platts) And Black Sea Corn FOB (Platts) Futures

Date 26/06/2018

CME Group, the world's leading and most diverse derivatives marketplace, today announced the launch of options on its Black Sea Wheat FOB (Platts) and Black Sea Corn FOB (Platts) financially settled futures contracts, to begin trading on July 16, 2018, pending all relevant regulatory review periods.

Nasdaq Stockholm Orders Wifog Holding AB To Pay A Fine Corresponding To Four Annual Fees

Date 26/06/2018

The Disciplinary Committee of Nasdaq Stockholm has found that Wifog Holding AB (“Wifog” or the “Company”) has breached Nasdaq First North’s regulations (the “Rulebook”) and, accordingly, ordered Wifog to pay a fine amounting to four annual fees, corresponding to an amount of SEK 293,394.

Tokyo Stock Exchange: 2017 Shareownership Survey

Date 26/06/2018

2017 Shareownership Survey (Jun. 26, 2018)

Tokyo Commodity Exchange: Final Settlement Prices Of June 2018 Mini ＆ Option Contracts

Date 26/06/2018

Final Settlement Prices of  June 2018 Mini & Option contracts

• Gold Mini (Gold Options)  : 4,445yen(per gram)
• Platinum Mini                     : 3,041yen(per gram)

Wells Fargo Advisors Settles SEC Charges For Improper Sales Of Complex Financial Products - Misconduct Imposed Substantial Costs On Retail Customers

Date 25/06/2018

The Securities and Exchange Commission today announced that Wells Fargo Advisors LLC agreed to settle charges of misconduct in the sale of financial products known as market-linked investments, or MLIs, to retail investors.  

ISDA, AFME, ICMA, SIFMA And SIFMA AMG Publish Global Benchmark Report

Date 25/06/2018

The International Swaps and Derivatives Association, Inc. (ISDA), the Association of Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and the Securities Industry and Financial Markets Association (SIFMA) and its asset management group (SIFMA AMG) have published a new report that assesses the issues involved with benchmark reform, and makes recommendations on steps firms can take to prepare for the transition from interbank offered rates (IBORs) to alternative risk-free rates (RFRs).

IIROC Announces 2019 Priorities - Positioning Public Interest Regulator For Canada's Changing Investment Landscape

Date 25/06/2018

The Investment Industry Regulatory Organization of Canada(IIROC) today published its 2019 Priorities, outlining 10 areas of focus where the public interest regulator will take action to better protect investors and promote healthy capital markets in Canada.

Alberta Securities Commission Establishes New Economy Division And Appoints Director - Newly Established Group Will Support Innovation And Diversification In The Province’s Economy

Date 25/06/2018

The Alberta Securities Commission (ASC) announced today that it has established a New Economy division. Denise Weeres has been appointed Director of the New Economy division, and will coordinate efforts across the ASC to facilitate capital raising by new economy companies entering the capital market, as well as anticipate and act on issues and opportunities relating to emerging financial technologies.