News Centre

Nasdaq Dubai Welcomes Listing Of Two Green Sukuk Totalling USD Two Billion By Government Of Indonesia

Date 20/02/2019

• Indonesia is largest Sukuk issuer by value on exchange with USD 16.5 billion from 12 issuances 

UK's Financial Conduct Authority Publishes Wholesale Insurance Brokers Market Study Final Report

Date 20/02/2019

The Financial Conduct Authority (FCA) has today published the final report of its Wholesale Insurance Brokers market study which was launched in November 2017 to assess how competition was working in the sector.

Sweden's Finansinspektionen: Avanza Pension Receives Warning And Administrative Fine

Date 20/02/2019

FI is issuing Avanza Pension a warning for insufficient management of technical provisions and reporting. Avanza Pension must also pay an administrative fine of SEK 35 million. 

ASIC Concludes HSBC’s Enforceable Undertaking

Date 20/02/2019

ASIC has finalised its monitoring of HSBC Bank Australia Limited’s (HSBC) compliance with the court enforceable undertaking (EU) entered into by HSBC on 13 May 2016 (refer 16-145MR).

MIAX Options: Removal Of Settlement Auction Only (SAO) Orders From Certain Exchange Risk Protections

Date 19/02/2019

MIAX Options is amending MIAX Option Rule 519, MIAX Order Monitor, to remove Settlement Auction Only (SAO) Orders from certain risk protections provided by the MIAX Order Monitor and the Risk Protection Monitor, beginning February 19, 2019.

Smart Investor Tool Launched To Help Kiwis Get Ahead Financially

Date 19/02/2019

A new online tool called Smart Investor enables Kiwis to search and compare New Zealand investments such as KiwiSaver, shares, bonds and other types of managed products for the first time.

MIAX Options: Implementation Of Liquidity Exposure Process (LEP) For Over-Sized Orders In Proprietary Products

Date 19/02/2019

MIAX Options is implementing a new Liquidity Exposure Process (LEP) for over-sized orders in Proprietary Products. Interest in Proprietary Products that would be posted, managed, or that would trade at a price more aggressive than the order’s protected price will be subject to the LEP for over-sized orders.

Intercontinental Exchange Chief Financial Officer Scott Hill To Present At The Raymond James 40th Annual Institutional Investors Conference On March 4, 2019

Date 19/02/2019

Intercontinental Exchange, Inc. (NYSE:ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, announced today that Scott Hill, ICE’s Chief Financial Officer, plans to present at the Raymond James 40th Annual Institutional Investors Conference. The presentation will take place on Monday, March 4 at 10:25 a.m. EST. The presentation will be available live and in replay via webcast and can be accessed in the Investors section of ICE’s website at www.theice.com. 

MIAX Options Regulatory: Options On The SPIKES Index

Date 19/02/2019

On October 12, 2018, the Securities and Exchange Commission (“SEC”) approved the Exchange’s proposal to list and trade on the Exchange options on the SPIKES™ Index (“SPIKES” or the “Index”), a new index that measures expected 30-day volatility of the SPDR S&P 500 ETF Trust (commonly referred to by its ticker symbol, “SPY”).  The listing and trading of options on SPIKES commenced on February 19, 2019.  Options on SPIKES will be cash-settled, and will have European-style exercise provisions.  The Index is calculated using published real-time prices of SPY options.

MIAX Exchanges: Amendment To Exchange Rule 403, Withdrawal Of Approval Of Underlying Securities

Date 19/02/2019

The MIAX Exchanges have amended rules which allow the Exchanges to delist an option class if it is open for trading on another national securities exchange, and to not open for trading or restrict securities with open interest to closing transactions, if it is open for trading solely on the Exchange.