News Centre

ASIC: Former Sydney FX Trader Sentenced For Falsifying Trading Entries

Date 12/02/2019

Former Sydney Deutsche Bank FX options and futures trader, Andrew Donaldson, has been sentenced in the District Court in Sydney to 18 months imprisonment after pleading guilty to falsifying entries in Deutsche Bank's internal financial records and systems.

Tokyo Commodity Exchange: Good Delivery Material Price Differential For February 2019 Rubber (RSS) Contract

Date 12/02/2019

The price differential of the Good Delivery material for the February 2019 contract month in the RSS Rubber market has be determined as follows,

Pursuant to the provisions of Article 2.2 of the Rubber Delivery Detailed Rules, the price differential between the Good Delivery materials RSS No.3 and the non-standard grade RSS No.4 for the February 2019 contract month shall be -3.0 yen/kg.

Shanghai Stock Exchange, Shanghai Environment and Energy Exchange Hold Green Investment Seminary, MOU Signing Ceremony

Date 12/02/2019

The Shanghai Stock Exchange (SSE) and the Shanghai Environment and Energy Exchange (SEEEX) jointly held the Green Investment Seminar and the Memorandum of Understanding (MOU) Signing Ceremony on January 24, 2019. Over 100 representatives from fund companies and listed companies took part in the activity.

NYSE Group Consolidated Short Interest Report

Date 12/02/2019

NYSE today reported short interest as of the close of business on the settlement date of January 31, 2019.

Statement On Shareholder Proposals Seeking To Require Mandatory Arbitration Bylaw Provisions, SEC Chairman Jay Clayton, Feb. 11, 2019

Date 11/02/2019

The issue of mandatory arbitration provisions in the bylaws of U.S. publicly-listed companies has garnered a great deal of attention.  As I have previously stated, the ability of domestic, publicly-listed companies to require shareholders to arbitrate claims against them arising under the federal securities laws is a complex matter that requires careful consideration.

Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date January 31, 2019

Date 11/02/2019

At the end of the settlement date of January 31, 2019, short interest in 2,356 Nasdaq Global Market securities totaled 7,606,776,760 shares compared with 7,709,895,034 shares in 2,365 Global Market issues reported for the prior settlement date of January 15, 2019. The end-of-December short interest represents 3.99 days average daily Nasdaq Global Market share volume for the reporting period, compared with 3.70 days for the prior reporting period.

SIFMA Fixed-Income Market Close Recommendation In The U.S., The U.K. And Japan For Presidents Day

Date 11/02/2019

SIFMA has confirmed its previous recommendation for a full market close on Monday, February 18 for the trading of U.S. dollar-denominated fixed-income securities in the U.S., the U.K. and Japan in observance of the U.S. Presidents Day Holiday.

OneChicago Presidents’ Day Holiday Trading Hours

Date 11/02/2019

OneChicago will follow the schedule below in observance of the upcoming Presidents’ Day Holiday, which is consistent with U.S. equity markets.

BSX Introduces One-Time Fee For Long Term International Debt And ILS Issues

Date 11/02/2019

The Bermuda Stock Exchange (BSX) has announced the introduction of a Comprehensive Annual Fee Option in respect to the Listing Fees of International Debt and Insurance Linked Securities products. This comes in direct response to market demand and is in keeping with the steady acceleration in the number of new international debt listings (high yield notes/intercompany loan note transactions) and insurance linked securities (ILS) listing on the BSX over the last three years.

Nasdaq Agrees To Sell BWise® To SAI Global

Date 11/02/2019

Nasdaq, Inc. (Nasdaq: NDAQ) announced today that it has entered into an agreement to sell BWise® to SAI Global Pty Limited (“SAI Global”), a recognized leader of integrated risk management solutions. The closing of this transaction is subject to regulatory approvals, works council and other representative body consultations and notifications in applicable jurisdictions, and customary closing conditions, and is projected to occur in the first half of 2019.