News Centre

TMX Group Limited Reports Results For Third Quarter 2019

Date 07/11/2019

TMX Group Limited [TSX:X] ("TMX Group") today announced results for the third quarter ended September 30, 2019.

Broken Windows: Remarks Before The 51st Annual Institute On Securities Regulation, Commissioner Hester M. Peirce, Washington D.C., Nov. 4, 2019

Date 07/11/2019

Thank you, Meredith [Cross], for that kind introduction. It is an honor to be with you here today. I must begin with my standard disclaimer that the views I represent are my own views and not necessarily those of the Commission or my fellow Commissioners.

FTSE Mondo Visione Exchange Index 2% Up In October, Tel Aviv Stock Exchange Tops The Leader Board With 19.5% Rise

Date 07/11/2019

The FTSE Mondo Visione Exchanges Index, which aims to reflect market sentiment and is a key indicator of exchanges performance closed at 61,242.5 on 31 October 2019, 2% up on the month, up 24% Year-to-Date and 22.4 % over 12 months (all in USD terms). The index set a new closing all-time high of 62,355.5 on 6 September 2019.

B3 Announces Results For The Third Quarter Of 2019 - Solid Volume Growth In Equities And Listed Derivatives Drove Revenue And EBITDA Increase - Intense Activity In The Local Equity And Debt Capital Markets

Date 07/11/2019

B3 S.A. – Brasil, Bolsa, Balcão (“B3” or “Company”; ticker: B3SA3) reports today its third-quarter 2019 (3Q19) earnings. Total revenues reached R$1,706.6 million, a 34.1% increase over the same period of the previous year (3Q18), while recurring EBITDA1 totaled R$1,109.4 million, up by 42.3%. The Company´s recurring net income2 in 3Q19 totaled R$851.0 million.

CFTC Financial Data For Futures Commission Merchants Update

Date 07/11/2019

Futures commission merchants (FCMs) and retail foreign exchange dealers (RFEDs) must file monthly financial reports with the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) within 17 business days after the end of the month. Selected financial information from these reports is published below. The most recent month-end information generally is added within 12 business days after FCMs and RFEDs file their reports, but occasionally may be added later. For example:  The 17th business day filing “due date" for February 28, 2015 financial reports was March 25, 2015.  The 12 business day target for posting these data was April 10, 2015.

AAX, The Next Generation Cryptocurrency Exchange, Raises The Bar For Trust, Integrity, Security And Performance

Date 07/11/2019

• AAX's next-generation cryptocurrency exchange gives retail and institutional investors access to institutional-grade trading performance with LSEG Technology's Millennium Exchange matching engine
• High-speed, secure and reliable platform for OTC, spot and derivatives trading of cryptocurrencies provides seamless retail and institutional investor onboarding in critical step to institutionalizing the digital asset class

Statement Of CFTC Commissioner Rostin Behnam Regarding Tower Research Capital LLC

Date 07/11/2019

I respectfully concur as to the Commission’s determination today to accept an Offer of Settlement with Tower Research Capital LLC (“Tower”) and issue an order (the “Consent Order”) finding, among other things, that Tower engaged in a manipulative and deceptive spoofing scheme resulting in the largest civil resolution assessed by the Commission to date for such conduct. [1] I am supporting this determination because I believe the civil monetary penalty, restitution, and disgorgement in this matter are appropriately calibrated to the egregiousness of Tower’s actions.  

US Department Of Justice: Tower Research Capital LLC Agrees To Pay $67 Million In Connection With Commodities Fraud Scheme

Date 07/11/2019

Tower Research Capital LLC (Tower), a New York, New York-based financial services firm has entered into a resolution with the Department of Justice to resolve criminal charges related to a scheme involving thousands of episodes of unlawful trading activity in U.S. commodities markets by three former traders.

SIFMA Statement On Completion Of Quantum Dawn V Cybersecurity Exercise

Date 07/11/2019

 SIFMA today released the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, upon completion of SIFMA’s November 7 global industry-wide Quantum Dawn V cybersecurity exercise.  A fact sheet with details on Quantum Dawn V is available here.

CFTC Orders Mitsubishi Corporation RtM Japan Ltd. To Pay $500,000 For Spoofing

Date 07/11/2019

The U.S. Commodity Futures Trading Commission today issued an order filing and settling charges against Mitsubishi Corporation RtM Japan Ltd. (RtM Japan) for engaging in multiple acts of spoofing contracts on the New York Mercantile Exchange for platinum and palladium futures. The order finds that RtM Japan engaged in this activity through an inexperienced trader who used a trading platform located in RtM Japan’s Tokyo office. The order requires RtM Japan to cease and desist and imposes a civil monetary penalty of $500,000.