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Update On New Zealand's Financial Markets Authority/Reserve Bank Of New Zealand Bank Conduct And Culture Review
Date 01/04/2019
Today the Reserve Bank of New Zealand and the FMA confirmed that all 11 banks involved in their ongoing review of conduct and culture, have provided their responses to individual feedback letters.
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Euronext Updates On Oslo Børs VPS Acquisition
Date 01/04/2019
- Euronext has received the declaration of non objection from its College of Regulators for the contemplated acquisition of up to 100% of the capital of Oslo Børs VPS
- Continuous support to Euronext offer with former Chair and Member of the Board of Oslo Børs Tom Vidar Rygh to join the Board of Directors of Oslo Børs VPS post-completion, subject to the usual regulatory approval
- Euronext extends its acceptance period to 6 may 2019
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Are You Prepared For Your Financial Future? Use The SEC’s Investor Preparedness Checklist To Find Out - SEC Chairman Jay Clayton Breaks Down Investment Basics In New Video Series
Date 01/04/2019
Are you prepared for your financial future? That’s the question the Securities and Exchange Commission's Office of Investor Education and Advocacy (OIEA) is asking investors. To help investors get started with creating their own saving and investing plan, OIEA developed an investor preparedness checklist to empower them.
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Two Dozen Major Banking, Tech, Retail, Health/Pharma Corporations Receive “F” On 2019 Gender Pay Scorecard - Despite Recent Progress, Arjuna Capital/Proxy Impact Report Card Measuring 46 Companies On Pay Equity Shows Widespread Failure To Adequately Address Investor Risks; Goldman Sachs, Oracle, Mcdonalds And Walmart Among Those Failing. Citigroup Only Company To Get An “A.”
Date 01/04/2019
On the eve of Equal Pay Day, a new Arjuna Capital/Proxy Impact report ranking 46 of the world’s largest companies on gender and racial pay equity hands out an “A” to only one company: Citigroup. A failing grade of “F” is awarded to half (23) of the total group of companies, including Goldman Sachs, Oracle, McDonalds, Walmart, and Colgate. The report is available at: https://arjuna-capital.com/wp-content/uploads/2019/04/Gender-Pay-Scorecard-2019.pdf.
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OCC Cleared Contract Volume Down Seven Percent In March
Date 01/04/2019
OCC, the world's largest equity derivatives clearing organization, announced today that total cleared contract volume in March reached 411,838,353 contracts, a 7.0 percent decline compared to last March. OCC's year-to-date average daily cleared contract volume is 19,482,998, down 15.1 percent compared to 2018's record-breaking pace.
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CFTC Commissioner Stump To Participate In A Fireside Chat At The 13th Annual Capital Markets Summit: The New World Of Finance
Date 01/04/2019
WHAT:
Commissioner Dawn D. Stump will participate in a fireside chat at the 13th Annual Capital Markets Summit: The New World of Finance hosted by the Center for Capital Markets Competitiveness
WHEN:
Tuesday, April 2, 2019
10:30 a.m. – 11:00 a.m. (EST)WHERE:
U.S. Chamber of Commerce
1615 H Street, NW
Washington, DC 20062 -
Office Of The Comptroller Of The Currency: Maryann Kennedy Named Senior Deputy Comptroller For Large Bank Supervision
Date 01/04/2019
The Office of the Comptroller of the Currency (OCC) today named Maryann Kennedy its next Senior Deputy Comptroller for Large Bank Supervision.
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CFTC: Federal Court Finds Former Precious Metals CEO Robert Escobio In Contempt Of Court For Failure To Pay Restitution To Defrauded Customers - Escobio Ordered To Surrender To United States Marshal Service
Date 01/04/2019
The U.S. Commodity Futures Trading Commission (CFTC) announced today that on March 18, 2019, District Judge James Lawrence King of the U.S. District Court for the Southern District of Florida entered an order finding Coral Gables, Florida resident Robert Escobio in contempt (“Contempt Order”) for failing to pay more than $1.5 million in previously-ordered restitution to defrauded customers of Mr. Escobio’s now-defunct precious metals firm, Southern Trust Metals, Inc. (“Southern Trust”).
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Toronto Stock Exchange And TSX Venture Exchange Head To South America - Canada's Premier Equity Exchanges Advance Global Growth Strategy By Expanding Presence In The Region
Date 01/04/2019
Canada's leading equity markets, Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV), today announced a South American listings roadshow set to kick-off this week with stops in Peru and Brazil. The Exchanges will focus on strengthening established relationships with the South American business community and exploring new opportunities as part of their international growth strategy.
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San Juan Mercantile Bank & Trust International Commences Banking Operations In Support Of Digital Asset Trading - First Deposits Received
Date 01/04/2019
The San Juan Mercantile Bank & Trust International (SJMBT) announced today that it has received its first client deposit and commenced operations, following the bank's receipt last month of its license to operate from Puerto Rico's Office of the Commission of Financial Institutions (OCIF). SJMBT offers fiat and digital asset custody and settlement services, and it is expected to be integrated with the trading platforms offered by its affiliate, the San Juan Mercantile Exchange (SJMX). Together, SJMX and SJMBT will provide an integrated end-to-end solution for institutional customers seeking a familiar, efficient and secure way to trade digital currencies.
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