News Centre

Appointment Of Director - ICCC Decision Regarding Port Moresby Stock Exchange -Acquisition Market Redevelopment Process Commences

Date 12/04/2019

Mr Johnson Kalo has been appointed to the Board. Mr Kalo, who was previously a director of POMSoX, brings a wealth of experience in the finance sector. Mr Kalo is also a Director of Credit Corporation (PNG) Limited.

Keynote Address By Cathie Armour, ASIC Commissioner, At The International Swaps And Derivatives Association (ISDA) AGM 2019, (Hong Kong) 10 April 2019.

Date 12/04/2019

1. Introduction

Good afternoon everyone.

I would like to take this opportunity to thank ISDA for having ASIC here today to speak to you about our approach to our supervisory responsibilities and important developments in our financial markets globally.

Statement On ANZ V The New Zealand Financial Markets Authority Supreme Court Judgment

Date 12/04/2019

The FMA is pleased with the Supreme Court decision in the matter between ANZ and the FMA, released this morning.

Qatar Stock Exchange: Timetable For Implementing The Stock Split Resolution

Date 12/04/2019

ASIC Surveys Highlight Continued Growth In Innovative Funding Platforms

Date 12/04/2019

Recent surveys of market sectors supported through ASIC’s Innovation Hub shows fintech businesses are continuing to see growth in demand for alternative funding sources.

Municipal CUSIP Request Volume Climbs For Third Straight Month - Corporate Volume Down In March And For The Year

Date 12/04/2019

CUSIP Global Services (CGS) today announced the release of its CUSIP Issuance Trends Report for March 2019. The report, which tracks the issuance of new security identifiers as an early indicator of debt and capital markets activity over the next quarter, found a noteworthy increase in requests for new municipal debt identifiers, while requests for corporate identifiers declined in March.  

SEC Charges Former Woodbridge Directors Of Investment With Fraud

Date 12/04/2019

The Securities and Exchange Commission today charged two former directors of investments at Woodbridge Group of Companies LLC for their roles in its massive Ponzi scheme. The defendants, California-based Ivan Acevedo and Dane R. Roseman, were separately arrested and charged by criminal authorities, along with Woodbridge owner Robert H. Shapiro. 

Community Banking In The Age Of Innovation, Federal Reserve Governor Michelle W. Bowman, At The "Fed Family" Luncheon At The Federal Reserve Bank Of San Francisco, San Francisco, California

Date 11/04/2019

Today I would like to share a few observations on innovation as it relates to the business of community banking. In particular, I will focus on opportunities for community banks to innovate through collaboration with fintech firms. I'll also discuss the role our regulatory structure plays in those relationships.

MIAX Options, PEARL and Emerald Listing Alert: Listing Of Tradeweb Markets Inc. (TW)

Date 11/04/2019

The option class listed below will begin trading on the MIAX Exchanges on Friday, April 12, 2019.

• Tradeweb Markets Inc. (TW)

Remarks Of CFTC Chairman J. Christopher Giancarlo At The 2019 Agricultural Commodity Futures Conference, Overland Park, Kansas

Date 11/04/2019

Good morning, everyone.  Welcome to the Second Agricultural Commodity Futures Conference.  It is good to have you with us.

The Commodity Futures Trading Commission is pleased once again to co-sponsor this event with the Center for Risk Management Education and Research(CRMER) at Kansas State University.  I would especially like to thank Richard B. Myers, President, of Kansas State University, who you will hear from in a moment.  President Myers and KSU’s CRMER Center have been strong and steady collaborators to the CFTC throughout the sponsorship and planning stages of the conference.  There could be no better partner than KSU.