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Comptroller Of The US Currency Gould Discusses Findings Of Debanking Report - Meets With Impacted Kentucky Coal And Firearm Industry Representatives
Date 14/10/2026
Comptroller of the Currency Jonathan V. Gould today discussed findings of the Office of the Comptroller of the Currency’s newly-released report on large banks’ debanking activities during a press conference held in Lexington, Kentucky, with U.S. Congressman Andy Barr.
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How Soon Is Now? Remarks At The Security Traders Association’s 93rd Annual Market Structure Conference, Jamie Selway, Director, SEC Division Of Trading And Markets, Washington D.C., Oct. 14, 2026
Date 14/10/2026
Good afternoon. Jim [Toes], thank you for that kind introduction. It is a privilege to be with all of you today. Congratulations to STA on another year of record conference attendance and a top-notch program.Congratulations also on unmatched relevance to the industry during a period of innovation and rapid change for our Nation’s capital markets. This conference has long been a valued venue for policymakers and industry leaders to come together to find ways to improve our markets and benefit the investing public we both serve. Thank you for the opportunity to participate.
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US Office Of The Comptroller Of The Currency Releases Report On Large Banks’ Debanking Activities
Date 14/10/2026
The Office of the Comptroller of the Currency (OCC) today released a report of its findings from its supervisory review of debanking activities at the nine largest national banks it supervises: JPMorgan Chase Bank, Bank of America, Citibank, Wells Fargo Bank, U.S. Bank, Capital One, PNC Bank, TD Bank, and BMO Bank.
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Statement From U.S. Secretary Of The Treasury Scott Bessent For The World Bank Development Committee And IMF International Monetary And Financial Committee
Date 14/10/2026
This year’s Annual Meetings of the International Monetary Fund (IMF) and World Bank provide an important opportunity to engage on current global economic challenges as well as our work with partners and the international financial institutions to support a pro-growth agenda, macroeconomic and financial stability, and poverty reduction. We thank Thailand for hosting us for the Annual Meetings.
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Ontario Securities Commission Investor Warnings And Alerts For September 22, 2026 – October 14, 2026
Date 14/10/2026
The Ontario Securities Commission (OSC) is warning Ontario investors that the following companies are not registered to deal or advise in securities in Ontario:
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SEC Small Business Advisory Committee To Discuss IPO Modernization And Regulation Crowdfunding
Date 14/10/2026
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced that it will hold a meeting on Tuesday, October 27, 2026, at 10 a.m. to continue discussing IPO modernization and explore potential policy changes to Regulation Crowdfunding.
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Eventus' Validus Platform Named Best AI Solution For Trade Surveillance At The AI In Capital Markets Awards 2026
Date 14/10/2026
Eventus, a leading provider of comprehensive, at-scale trade surveillance and financial risk solutions, today was named Best AI Solution for Trade Surveillance at the second annual AI in Capital Markets Awards hosted by A-Team Group. The award for the firm's Validus platform recognizes the innovative nature of its Frank AI solution introduced last fall within Validus.
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Shield Appoints Michelle Clark As Global Communications Surveillance Expert To Strengthen Product Strategy And Customer Programs - Former HSBC Surveillance Leader Brings Senior Banking Expertise To Shield’s AI-Driven Product Strategy, Helping Financial Institutions Modernize Communications Surveillance And Strengthen Risk Governance In The AI Era
Date 14/10/2026
Shield, a digital communications governance and archiving (DCGA) solution purpose-built for financial institutions, today announced the appointment of Michelle Clark as Global Communications Surveillance Expert.
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The EBA Classifies USDC As The First Significant e-money Token In The European Union
Date 14/10/2026
The European Banking Authority (EBA) has classified USDC, issued by Circle Internet Financial Europe SAS, as a significant e-money token (EMT) under the Markets in Crypto Assets Regulation (MiCA), following its assessment of the criteria set out in the Regulation. There are currently 45 EMTs in the European Union, which have been notified under MiCA, and USDC is the first one to be classified as being significant.
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ESMA Analysis Shows Continued Growth In Cross-Border Investment Services
Date 14/10/2026
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has completed its annual analysis of the cross-border provision of investment services, together with national competent authorities (NCAs).