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FSA Fines Norwich Union Life £1.26m For Exposing Its Customers To The Risk Of Fraud
Date 17/12/2007
The Financial Services Authority (FSA) has fined Norwich Union Life £1.26 million for not having effective systems and controls in place to protect customers' confidential information and manage its financial crime risks. These failings resulted in a number of actual and attempted frauds against Norwich Union Life's customers.
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CESR Publishes Key Information From Its Database Of Enforcement Decisions Taken By EU National Enforcers Of Financial Information (IFRS)
Date 17/12/2007
Today, as a further contribution to the promotion of market confidence and supervisory convergence in the European Union, CESR is publishing extracts from its database of enforcement decisions taken by EU National Enforcers participating in European Enforcers Co-Ordination Sessions (EECS).
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Turquoise Hires Head Of Client Relationship - Management Acting Chief Operating Officer Also Confirmed In His Role
Date 17/12/2007
Eli Lederman, Chief Executive of Turquoise, the multi-lateral trading facility being established by nine leading European investment banks, today announced that Duncan Higgins will be joining his management team as Head of Client Relationship Management and that Adrian Farnham will serve as Chief Operating Officer.
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CESR Launches A Consultation On How To Best Improve The Functioning Of The MiFID Database And Welcomes Comments From Interested Parties By 21 January 2008
Date 17/12/2007
Under the MiFID Directive CESR is responsible for publishing lists for shares admitted to trading on a regulated market, systematic internalisers, multilateral trading facilities, regulated markets and central counterparties.
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Tehran Stock Exchange Bulletin - November 2007
Date 17/12/2007
Click here to download Tehran Stock Exchange's bulletin for November 2007.
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New ETF On The Spanish Stock Exchange - BME Broadens The Product Range Available To Investors
Date 17/12/2007
The Spanish stock exchange will list a new ETF tomorrow, ACCION IBEX TOP DIVIDENDO ETF, issued by BBVA following approval by the stock market regulator, CNMV.
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MAC Capital Establishes HQ In Dubai International Financial Centre
Date 17/12/2007
MAC Capital Limited (MAC), a leading corporate finance house for Middle East - Asia business flows, today announced that it has been granted a licence by the Dubai Financial Services Authority (DFSA) to operate and establish its headquarters in the Dubai International Financial Centre (DIFC).
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ASX: Feedback Invited On Proposed Changes To Listing Rules
Date 17/12/2007
The Australian Securities Exchange (ASX) has released for public consultation two sets of proposals to amend its Listing Rules. Non-Voting Ordinary Shares ASX invites feedback on a proposal to amend its Listing Rules to allow quotation of non-voting ordinary shares. ASX is conducting this consultation in response to stakeholder requests. ASX has not yet formed a view on this proposal. The public consultation paper explains non-voting shares, outlines the
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Dubai Financial Market Closed From December 18 To December 22 For Eid Al Adha
Date 17/12/2007
On the occasion of Eid Al Adha, the market will be closed from 18/12/2007 to 22/12/2007 and will resume on 23/12/2007.
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Dubai Gold And Commodities Exchange Xchange Newswire - December 17, 2007
Date 17/12/2007
Click here to download the Dubai Gold and Commodities Exchange Xchange Newswire for December 17, 2007.
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