FTSE Mondo Visione Exchanges Index: 99,634.33 -1,019.18

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The Options Industry Council Announces Expansion Of Educational Program For Financial Advisors

Date 08/04/2009

The Options Industry Council (OIC) announced today a new effort to serve the educational needs of financial advisors with the launch of a dedicated advisor web portal and the addition of Eric S. Cott as Director of Financial Advisor Education.
Oddo & Cie Selects Chi-Tech’s MarketPrizm Solution For Trading Infrastructure

Date 08/04/2009

Chi-X® Global Technology, LLC (“Chi-Tech™”), the technology services unit of Chi-X Global, Inc., today announced it has deployed its MarketPrizm™ trading infrastructure platform for independent agency brokerage, Oddo & Cie.
World's Fifth Largest Insurance Broker, Lockton, Opens Office In DIFC

Date 08/04/2009

The world’s fifth largest global insurance broker, Lockton, announced today that it has been granted a licence by the Dubai Financial Services Authority (DFSA) to operate as an insurance broker in the Dubai International Financial Centre (DIFC).
Shenzhen Stock Exchange President Song Liping’s Interview With Xinhuanet On The New Market

Date 08/04/2009

SONG Liping, President of the Shenzhen Stock Exchange (SZSE) was invited to an interview by the Xinhuanet on 2nd April 2009. SONG Liping had a two-hour discussion with netizens and answered questions on supervision of the new market, relationship between the SME Board and the new market and other related topics.
SEC Charges Colorado Advisor For Conducting Multi-Million Dollar Ponzi Scheme

Date 08/04/2009

The Securities and Exchange Commission has charged a Denver-based investment manager and his firm for conducting a multi-million dollar Ponzi scheme through the sale of shares in investment funds that he manages. The SEC also charged the limited liability companies that issued the securities. The SEC is seeking an emergency court order to freeze all of their assets.

Chicago Climate Futures Exchange Announces New Record For Daily Volume

Date 08/04/2009

Chicago Climate Futures Exchange® (CCFE®), a whollyowned subsidiary of Chicago Climate Exchange® (CCX®), yesterday announced that it established a new record for daily volume with 11,049 futures and options contracts traded.<
NYSE Regulation: Monthly Disciplinary Actions For April

Date 08/04/2009

NYSE Regulation, Inc., today announced Monthly Disciplinary Actions for April 2009.
CESR Publishes Responses Received To Its Call For Evidence On Possible Implementing Measures Of The Future UCITS Directive

Date 08/04/2009

To view the responses, please click here.
NASDAQ OMX Nordic - The Disciplinary Committee Fines Kaupthing Bank Sverige AB

Date 08/04/2009

Kaupthing Bank Sverige AB has acted in breach of NASDAQ OMX Stockholm's rules by executing a trade on behalf of a customer at a price that deviated significantly from the current market value of the particular share. Accordingly, NASDAQ OMX Stockholm's Disciplinary Committee has ruled that Kaupthing Stockholm AB must pay a fine of SEK 400,000, and has issued a warning to the broker who had executed the trade.
JSE Weekly Statistics

Date 08/04/2009

Click here to download JSE's weekly statistics.