News Centre

SEC Charges Former CFO And Six Relatives And Friends In California-Based Insider Trading Ring

Date 30/10/2009

The Securities and Exchange Commission today charged the former chief financial officer of a San Francisco private investment firm and six of his relatives and friends with insider trading, alleging that their scheme collectively reaped more than $8 million in illicit profits from unlawful trades in the securities of Tempur-pedic International, Inc. and Acxiom Corporation.

UBS AG Lists The UBS E-TRACS Dow Jones-UBS Commodity Index Total Return ETN On NYSE Arca

Date 30/10/2009

NYSE Euronext (NYX) announced that its wholly-owned subsidiary, NYSE Arca, began trading the UBS E-TRACS Dow Jones-UBS Commodity Index Total Return ETN (NYSE Arca: DJCI) on Thursday, October 29, 2009. Issued by UBS AG, the ETN is designed to track the performance of the DJ-UBS Commodity Index Total Return (the “Index”), less investor fees. 

Irish Stock Exchange Publishes Market Statistical Review For Q3 2009 - Over 1.75 Million Trades Dealt On The Exchange - €112 Billion Turnover In Irish Government Securities - All ISEQ Equity Indices Show Growth In Q3

Date 30/10/2009

The Irish Stock Exchange [ISE] has published its market statistical review covering the nine months to September 2009 [January – September inclusive].

Opening Statement Of CFTC Commissioner Jill Sommers Before The CFTC Agricultural Advisory Committee, Washington, DC, October 29, 2009

Date 30/10/2009

Click here to download the Opening statement of Commissioner Jill Sommers before the CFTC Agricultural Advisory Committee, Washington, DC, October 29, 2009.

SEC Office Of The Chief Accountant Releases Staff Accounting Bulletin

Date 30/10/2009

The Office of the Chief Accountant of the U.S. Securities and Exchange Commission today issued updated guidance on how the agency’s staff interprets accounting rules related to the oil and gas industry.

Tokyo Stock Exchange Group, Inc. And Consolidated Subsidiaries Consolidated Financial Results For The Six Months And The Second Quarter Of FY2009 (Unaudited)

Date 30/10/2009

Click here to download the Tokyo Stock Exchange's consolidated financial results for the six months ended September 30,2009.

SMARTS Launches World Leading Market Surveillance Technology For The US

Date 30/10/2009

SMARTS Group, the global leader in financial market surveillance technology announced the launch of its world leading SMARTS.broker market surveillance platform for the US. The service monitors all major US securities markets and provides a full range of market manipulation and compliance alerts.

HKEx Report On Initial Public Offering Applications, Delisting And Suspensions

Date 30/10/2009

Main Board GEM Total

Malawi Stock Exchange Weekly Report

Date 30/10/2009

Click here to download Malawi Stock Exchange's weekly report.

CME Group Announces The Launch Of ASCI OTC Futures - Physically Delivered Sour Crude Futures Contracts Also To Be Listed On NYMEX

Date 30/10/2009

CME Group, the world's largest and most diverse derivatives marketplace, today announced the launch of trading and clearing services for cash-settled trade-month swap futures on the Argus Sour Crude Index (ASCI) as published by Argus Media. Under a licensing agreement with Argus Media, CME Group can develop futures, options and over-the-counter (OTC) offerings on a broad range of Argus products. Trading for the ASCI product is scheduled to begin November 23 on the New York trading floor