News Centre

Hong Kong Securities and Futures Commission And UAE ADGM’s Financial Services Regulatory Authority Enhances Regulatory Cooperation On Supervision Of Cross-Border Investment Management Activity

Date 15/05/2025

The Securities and Futures Commission (SFC) and the Financial Services Regulatory Authority (FSRA) of ADGM (Note 1) have entered into a Memorandum of Understanding (MoU) to enhance cooperation on supervision of investment managers of collective investment schemes based in either market. 

ASIC Proposes To Remake Three Financial Advice-Related Legislative Instruments

Date 15/05/2025

ASIC is seeking feedback on its proposal to remake three legislative instruments relating to financial advice into a single instrument and extend it for a further five years. The legislative instruments are scheduled to sunset on 1 October 2025.

Regulation S-P – Back To The Future, Keith Cassidy, Acting Director, SEC Division Of Examinations, Washington D.C., May 14, 2025

Date 14/05/2025

Good afternoon, I’m pleased to join you today to discuss, the importance of, and the financial sector’s role in, information security and the protection of investors’ nonpublic personal information. Specifically, I am here to lay out the Division of Examinations approach to operationalizing the Commission’s recently adopted enhancements to Regulation S-P.

Intercontinental Exchange Chair & CEO Jeffrey C. Sprecher To Present At The Bernstein 41st Annual Strategic Decisions Conference On May 28

Date 14/05/2025

Intercontinental Exchange, Inc. (NYSE:ICE), a leading global provider of technology and data, announced today that Jeffrey C. Sprecher, Chair and CEO, will present at the Bernstein 41^st Annual Strategic Decisions Conference. The presentation will take place on Wednesday, May 28 at 2:30 p.m. ET. The presentation will be available live and in replay via webcast and can be accessed in the investor relations and media section of ICE’s website at http://ir.theice.com/.

Nasdaq Announces 2025 Annual Meeting Of Shareholders

Date 14/05/2025

Nasdaq, Inc. (Nasdaq: NDAQ) has scheduled its 2025 Annual Meeting of Shareholders for June 11, 2025, at 8:00 AM ET. The virtual meeting website can be accessed 15 minutes prior to the meeting start by visiting: www.virtualshareholdermeeting.com/NDAQ2025.  

Statement On Certain Form N-PORT Data, SEC Office Of Public Affairs

Date 14/05/2025

The staff of the Securities and Exchange Commission has determined that certain masked data fields on the publicly available reports on Form N-PORT submitted between Feb. 3, 2025, and May 8, 2025, were inadvertently made public on the SEC’s Electronic Data Gathering, Analysis and Retrieval (EDGAR) system. The unmasking occurred as a result of a software update effective Feb. 3, 2025. The masking error has been corrected and did not affect Form N-PORT filings made after May 8, 2025.

Canadian Investment Regulatory Organization Launches Thought Leadership Webinar Series To Address Evolving Financial Landscape

Date 14/05/2025

The Canadian Investment Regulatory Organization (CIRO) is excited to announce the launch of its new webinar series featuring in-depth conversations with leaders, disruptors, and innovators shaping the future of finance in Canada.

Nasdaq Applauds Signing Of Senate Bill 29, Strengthening Texas’ Standing As A National Leader In Corporate Governance And Innovation

Date 14/05/2025

Today, Nasdaq issued a statement in support of Texas Senate Bill 29 after Governor Abbott signed the bill into law. This legislation, which codifies the Business Judgment Rule and promotes predictability in corporate governance litigation, enhances Texas’ competitiveness as a jurisdiction for incorporation and business growth. Nasdaq's Executive Vice Chairman Ed Knight joined Governor Abbott, leadership from the Texas legislature, and other Texas business community leaders for the signing ceremony.

CFTC Commissioner Johnson To Speak At The 39th ISDA AGM

Date 14/05/2025

CFTC Warns Public Of Imposter Scam Targeting Fraud Victims

Date 14/05/2025

The Commodity Futures Trading Commission is warning the public about a growing imposter scam involving individuals falsely claiming to represent the agency.