FTSE Mondo Visione Exchanges Index:
News Centre
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CFTC Issues Advisory On Referrals For Potential Criminal Enforcement
Date 09/07/2025
The Commodity Futures Trading Commission’s Division of Enforcement today issued an advisory to provide guidance describing its plan to address criminally liable regulatory offenses in accordance with Executive Order 14294, Fighting Overcriminalization in Federal Regulations.
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New York Department Of Financial Services Superintendent Adrienne A. Harris And Five Other State Regulators Secure $4.2 Million Settlement From Wise US, Inc., For Inadequate Anti-Money Laundering Program - The New York Department Of Financial Services Partnered With Massachusetts, Texas, California, Minnesota, And Nebraska Regulators To Hold Wise Accountable For Compliance Failures
Date 09/07/2025
The New York State Department of Financial Services (DFS) Superintendent Adrienne A. Harris today and five other state financial regulators have taken coordinated action against New York-based Wise US, Inc. (Wise), for inadequacies in Wise’s Bank Secrecy Act/Money Laundering/Countering the Financing of Terrorism Program (“AML/CFT Program”). Wise is a subsidiary of Wise PLC, a United Kingdom company.
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CFTC Staff Issues No-Action Letter Extension Regarding Counterparties Clearing Swaps through Relief DCOs
Date 09/07/2025
The Commodity Futures Trading Commission’s Division of Market Oversight (DMO) today issued a no-action letter extending the no-action position in CFTC Staff Letter No. 22-18 concerning certain swap reporting requirements of Part 45 of the CFTC’s regulations.
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TMX Group Equity Financing Statistics - June 2025
Date 09/07/2025
TMX Group today announced its financing activity on Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV) for June 2025.
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Minutes Of The Federal Open Market Committee, June 17–18, 2025
Date 09/07/2025
The Federal Reserve on Wednesday released the minutes of the Federal Open Market Committee meeting that was held on June 17–18, 2025.
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Enchanting, But Not Magical: A Statement On The Tokenization Of Securities, SEC Commissioner Hester M. Peirce, July 9, 2025
Date 09/07/2025
Blockchain technology has unlocked novel models for distributing and trading securities in a “tokenized” format. Tokenization may facilitate capital formation and enhance investors’ ability to use their assets as collateral. Enchanted by these possibilities, new entrants and many traditional firms are embracing onchain products. As powerful as blockchain technology is, it does not have magical abilities to transform the nature of the underlying asset. Tokenized securities are still securities. Accordingly, market participants must consider—and adhere to—the federal securities laws when transacting in these instruments.
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FINRA Publishes 2025 Industry Snapshot
Date 09/07/2025
FINRA published today the 2025 FINRA Industry Snapshot, the annual statistical report on registered representatives, brokerage firms and market activity that FINRA oversees.
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Global Patchwork Of Prudential Rules Undermines Resilience, Hurts Economic Growth
Date 09/07/2025
Fragmentation in global financial regulation puts competition, economic growth and financial system resilience at risk, says a joint paper published today by the Bank Policy Institute, GFMA and the Institute of International Finance.
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Ontario Securities Commission Canadian Investment Regulatory Organization Report Highlights Sales Culture Concerns At Canada’s Largest Bank-Affiliated Dealers
Date 09/07/2025
The Ontario Securities Commission (OSC) and the Canadian Investment Regulatory Organization (CIRO) have published their report; Sales Culture Concerns at Five of Canada’s Bank-Affiliated Dealers.The report presents survey results from nearly 3,000 mutual fund dealing representatives from five of Canada’s largest bank affiliated dealers. The survey focused on the sales environment, sales pressure, range of products, and knowledge of representatives.
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Tariff Wars And Geopolitical Uncertainty Reshapes European CFOs Strategies, Lucanet CFO Panel Finds - Amid Global Volatility, CFO Experts Embrace Data-Driven Scenario Modelling, With 66% Prioritising Digital Transformation To Boost Resilience
Date 09/07/2025
Lucanet, the leading global provider of end-to-end CFO software solutions, today announced the launch of its Lucanet 2025 Finance Leadership Panel Report, that reveals a clear shift in the CFO role, fuelled by ongoing geopolitical upheaval and trade conflicts.
