News Centre

Japan Financial Services Agency: "Cold Calling" - Investors Alert

Date 10/07/2026

"Cold-calling"

"Cold-calling" is a fraudulent practice where by an entity disguises itself as a brokerage firm or an asset management firm and approaches potential investors via non face-to-face channels, such as by phone, fax, and emails, in order to solicit investment in securities or financial products. 

TMX Group Equity Financing Statistics – June 2026

Date 09/07/2026

TMX Group today announced its financing activity on Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV) for June 2026.

Federal Reserve Announces The Leadership And Objectives Of Its Task Forces To Advance The Conduct Of Monetary Policy

Date 09/07/2026

The Federal Reserve on Thursday announced the leadership and objectives of its task forces to advance the conduct of monetary policy.

CFTC To Stay Self-Certified Contract On 24/7 Trading For Crude Oil Futures

Date 09/07/2026

The Commodity Futures Trading Commission will exercise its authority to stay the listing of a contract that would have allowed Chicago Mercantile Exchange to initiate 24/7 trading on crude oil futures as soon as tomorrow.

Remarks At The Society For Corporate Governance Conference, Paul S. Atkins, SEC Chairman, Nashville, Tenn., July 9, 2026

Date 09/07/2026

Good morning, ladies and gentlemen. And thank you, Keir [Gumbs], for your warm introduction. I look forward to our conversation in just a few moments.

Before I offer a few reflections, I must note that the views I express here today are my own as Chairman and do not necessarily reflect those of the SEC as an institution or of my fellow Commissioners.

Canadian Investment Regulatory Organization Proposes Rule Amendments To Harmonize Advisor Compensation - Adoption Of Incorporated Advisor Compensation Option Would Deliver On Key Integration Priority, Providing Equity, Flexibility And Consistency For Advisors.

Date 09/07/2026

Today, the Canadian Investment Regulatory Organization (CIRO) published proposed rule amendments for comment that will harmonize advisor compensation by adopting a new incorporated advisor compensation option open to all client-facing Approved Persons sponsored by CIRO Dealer Members.

Canadian Securities Administrators Market Update

Date 09/07/2026

The Canadian Securities Administrators (CSA), which has oversight of the Canadian Investment Regulatory Organization (CIRO), is informing all stakeholders of a recently published CIRO Bulletin: Rule amendments relating to the proposed adoption of an Incorporated Approved Person compensation option. The CIRO proposal is open for public comment until November 6, 2026.

Alberta Securities Commission Sanctions Glenn Hunter, Kyle Watters, HW & Associates Inc. And HW TradeFX LLC

Date 09/07/2026

The Alberta Securities Commission (ASC) has sanctioned Glenn Donald Hunter, Kyle William Watters, HW & Associates Inc. and HW TradeFX LLC for breaching Alberta securities laws. 

CFTC To Stay Self-Certified Contract On 24/7 Trading For Crude Oil Futures

Date 09/07/2026

The Commodity Futures Trading Commission will exercise its authority to stay the listing of a contract that would have allowed Chicago Mercantile Exchange to initiate 24/7 trading on crude oil futures as soon as tomorrow.

CME Group To Launch Treasury Link, Enhancing U.S. Treasury Spread Trading Between Cash And Futures Markets

Date 09/07/2026

- New functionality will make interest rate trading more efficient for CME Group global market participants