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  • Paul Tzur And David Morrell Named Deputy Directors Of The SEC Division Of Enforcement

    Date 12/01/2026

    The Securities and Exchange Commission today announced that Paul H. Tzur and David M. Morrell have been named as Deputy Directors of the Division of Enforcement. Mr. Tzur joined the Commission on January 6, 2026, as the Deputy Director overseeing the agency’s enforcement program in the Chicago, Atlanta, and Miami Regional Offices. Mr. Morrell joined the Commission on January 12, 2026, as the Deputy Director overseeing the agency’s enforcement program in the New York, Boston, and Philadelphia Regional Offices.

  • US Federal Bank Regulatory Agencies Issue 2025 Shared National Credit Program Report

    Date 12/01/2026

    Federal bank regulatory agencies today released the 2025 Shared National Credit (SNC) report that indicates credit risk associated with large, syndicated bank loans remains moderate. Credit risk trends continue to reflect the effects of borrowers' ability to manage higher interest expenses and other macroeconomic factors.

  • Nadex Self-Certifies Crypto Price Contract

    Date 12/01/2026

    Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and Section 40.2(a) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”), Nadex self-certified the terms and conditions for its new Crypto Price Contract. These contracts will be listed on or after trade date January 14, 2025.

  • TMX Group Equity Financing Statistics – December 2025

    Date 12/01/2026

    TMX Group today announced its financing activity on Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV) for December 2025.

  • MIAX Exchange Group - Electronic Filing Of Annual Reports

    Date 12/01/2026

    The annual report filing described in MIAX Options, MIAX Pearl Options, MIAX Pearl Equities, MIAX Emerald Options, and MIAX Sapphire Options Rule 803 Audits has transitioned to the electronic filing platform available via FINRA’s Firm Gateway.