News Centre
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Ontario Securities Commission Appoints Deana Djurdjevic As Chief Administrative Officer, Newly Created Role
Date 08/11/2019
Ontario Securities Commission (OSC) Chair and CEO Maureen Jensen announced today the appointment of Deana Djurdjevic as Chief Administrative Officer (CAO) effective December 16, 2019. Ms. Djurdjevic will join the Executive Team, working alongside Leslie Byberg, Executive Director of the OSC, in the newly created, separate role of CAO.
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MiFID II: ESMA Publishes Data For The Systematic Internaliser Calculations For Equity, Equity-Like Instruments And Bonds
Date 08/11/2019
The European Securities and Markets Authority (ESMA) has published today data for the systematic internaliser calculations for equity, equity-like instruments and bonds under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).
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Autorité Des Marchés Financiers: Appointment Of Hugo Lacroix As Superintendent, Securities Markets
Date 08/11/2019
The Autorité des marchés financiers (the “AMF”) is pleased to announce the appointment of Hugo Lacroix as Superintendent, Securities Markets. Mr. Lacroix had been acting as Interim Superintendent, Securities Markets since January 2019, while continuing to carry out his responsibilities as Senior Director, Investment Funds.
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MiFID II: ESMA Issues Latest Double Volume Cap Data
Date 08/11/2019
The European Securities and Markets Authority (ESMA) has updated today its public register with the latest set of double volume cap (DVC) data under the Markets in Financial Instruments Directive (MiFID II).
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Nigerian Stock Exchange Weekly Market Report For November 8th 2019
Date 08/11/2019
A total turnover of 2.063 billion shares worth N18.431 billion in 16,778 deals were traded this week by investors on the floor of the Exchange in contrast to a total of 1.511 billion shares valued at N16.193 billion that exchanged hands last week in 15,544 deals.
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Why Climate Change Matters For Monetary Policy And Financial Stability, Federal Reserve Governor Lael Brainard, At "The Economics Of Climate Change" A Research Conference Sponsored By The Federal Reserve Bank Of San Francisco, San Francisco, California
Date 08/11/2019
I want to thank my colleagues at the Federal Reserve Bank of San Francisco, especially Mary Daly, Galina Hale, Òscar Jordà, and Glenn Rudebusch, for organizing this research conference. The presentations today provide important insights into the many important ways climate-related risks may affect our financial system and broader economy.
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EBA Publishes Technical Package On Reporting Framework 2.9.1
Date 08/11/2019
The European Banking Authority (EBA) published today a new release of reporting framework 2.9.1, which includes the validation rules, the DPM data dictionary, and the XBRL taxonomy. This release fixes some modelling issues on COREP Liquidity and FINREP.
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LuxSE Lists First ESM Euro Bond Under Luxembourgish Law
Date 08/11/2019
The Luxembourg Stock Exchange (LuxSE) and the European Stability Mechanism (ESM) gathered around the bell to celebrate the listing of ESM’s first bond governed by Luxembourgish law. The ceremony took place on Friday 8 November in the presence of H.E. Pierre Gramegna, Luxembourg Minister of Finance.
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CFTC Orders Wells Fargo To Pay Over $14 Million For Violating Swap Dealer Business Conduct Standards
Date 08/11/2019
The U.S. Commodity Futures Trading Commission today issued an order filing and settling charges against Wells Fargo Bank, N.A. for violating multiple swap dealer business conduct standards. Specifically, Wells Fargo failed to deal with a counterparty in a fair and balanced manner based on principles of fair dealing and good faith. Wells Fargo also failed to implement and monitor systems to ensure compliance with policies and procedures regarding communicating with counterparties in a fair and balanced manner. The order requires Wells Fargo to pay a civil monetary penalty of $10 million, restitution of $4.475 million, and to cease and desist from violating the CFTC’s business conduct standards.
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Nasdaq Stockholm Orders C-RAD AB To Pay A Fine Corresponding To Two Annual Fees
Date 08/11/2019
The Disciplinary Committee of Nasdaq Stockholm has found that C-RAD AB (”C-RAD” or the “Company”) has breached the Nasdaq Stockholm Rulebook for Issuers (the “Rule book”) and has therefore ordered C-RAD to pay a fine of two annual fees, corresponding to an amount of SEK 410,000.
