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  • ASIC Proposes To Extend Financial Services, Credit And Markets Legislative Instruments

    Date 11/08/2026

    ASIC is seeking feedback on its proposal to extend the operation of eight self-repealing legislative instruments that will expire in 2027.

  • Consumers Left In The Dark About Rising Car Insurance Premiums, ASIC Warns

    Date 11/08/2026

    Car insurers are leaving many Australians guessing about the factors driving sharp and repeated premium increases, an ASIC review has found.

  • SEC Chairman Paul S. Atkins Letter To Robert Walley, Chair, CAT NMS Plan Operating Committee

    Date 10/08/2026

    Dear Mr. Walley:

    During my tenure, the Commission has achieved significant reductions in the annual operating costs of the Consolidated Audit Trail (“CAT”) and eliminated reporting of personally identifiable information to the CAT. We made this progress by issuing targeted exemptive relief and approving amendments to the CAT NMS Plan.[1] I thank the Participants for their collaboration on these important reforms, which have reduced the costs and scope of the CAT, thereby creating a more efficient and cost-effective system. Nevertheless, further changes are needed to address the costs, governance, and funding of the CAT. To address these issues, I directed staff to initiate a comprehensive review of the CAT.

  • SEC Charges Private Fund Adviser Adit Ventures Management, Its CEO And Affiliated General Partners In Alleged Fraud

    Date 10/08/2026

    The Securities and Exchange Commission today charged New York-based investment adviser Adit Ventures Management LLC, its CEO Eric Munson, and three affiliated general partners, Adit Ventures LLC; Adit Ventures II LLC; and Adit Ventures III LLC (the General Partners), for allegedly defrauding investors and client funds in connection with investments in pre-IPO shares, such as SpaceX and Klarna, including by misappropriating advisory client assets and charging millions in undisclosed fees.

  • Nasdaq Announces The Board Of Directors Of Its U.S. Exchanges

    Date 10/08/2026

    Nasdaq, Inc. (Nasdaq: NDAQ) today announced the election of all nominated directors to the boards of the U.S. exchanges operated by the company, which include The Nasdaq Stock Market LLC, Nasdaq PHLX LLC, Nasdaq Texas, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, and Nasdaq GEMX, LLC: