News Centre

Shenzhen Stock Exchange Market Bulletin 8 August , 2016, Issue 27

Date 10/08/2016

CSRC said on August 5 that it was speeding up the development of revised regulations on the major asset restructuring of listed companies, which will curb speculative backdoor listings. According to the previous draft for public comments, the revised regulations set out five main indexes to judge whether an acquisition is in fact a major asset restructuring instead of only looking at whether the assets of the unlisted acquiring company were greater than those of the listed one. CSRC said that the commission was studying suggestions from the public and will promulgate the regulations later.

SGX Welcomes ZICO Capital As Accredited Issue Manager And Catalist Full Sponsor

Date 10/08/2016

Singapore Exchange (SGX) is pleased to welcome ZICO Capital as an accredited Issue Manager for Mainboard listings and a Full Sponsor on Catalist, SGX’s sponsor-supervised board.

Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date July 29, 2016

Date 10/08/2016

At the end of the settlement date of July 29, 2016, short interest in 2,335 Nasdaq Global Market^SM securities totaled 7,662,477,758 shares compared with 7,875,755,447 shares in 2,329 Global Market issues reported for the prior settlement date of July 15, 2016. The end-of-July short interest represents 5.06 days average daily Nasdaq Global Market share volume for the reporting period, compared with 3.89 days for the prior reporting period.

NYSE, NYSE ARCA And NYSE MKT Short Interest Reports

Date 09/08/2016

NYSE today reported short interest as of the close of business on the settlement date of July 29, 2016.

CFTC Charges California Residents Frank J. Collins And Gerard Suite And Their Company, STA Opus NR LLC, With Fraud, Misappropriation, And Failing To Register With The CFTC - CFTC Alleges Defendants Fraudulently Solicited At Least $1.6 Million, While Misappropriating At Least $1.25 Million Of Customer Funds

Date 09/08/2016

The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District Court, Central District of California, charging Defendants Frank J. Collins of Garden Grove, California, and Gerard Suite of Irvine California (who is known by numerous aliases, including Rawle Gerard Suite, Jerry Suite, and Jerry Snead), and their Delaware limited liability company, STA Opus NR LLC (STA Opus), with fraudulently soliciting at least $1.6 million from at least 30 customers to operate a commodity pool and misappropriating approximately $1.25 million of customers’ funds for their own benefit.

FINRA Offers Tips For Retail Investors On Order Types

Date 09/08/2016

While most Americans understand the importance of saving and investing, many do not possess the basic financial knowledge needed to make sound financial decisions, according to a recent study released by the FINRA Investor Education Foundation (FINRA Foundation).  

CFTC Proposes To Amend The Timing For Filing Chief Compliance Officer Annual Reports By Certain Registrants

Date 09/08/2016

The U.S. Commodity Futures Trading Commission (CFTC) announced today that it will publish in the Federal Register proposed amendments to CFTC regulation 3.3. The proposed amendments would provide futures commission merchants, swap dealers, and major swap participants additional time to file chief compliance officer annual reports and clarify the timing of the filing requirements applicable to swap dealers and major swap participants located in jurisdictions for which the CFTC has granted a comparability determination with respect to the contents of the reports. If adopted, the proposed rule would effectively codify and supersede CFTC Staff Letter No. 15-15 issued March 27, 2015.

SIX Swiss Exchange July 2016 Statistical Monthly Report

Date 09/08/2016

EEX New Participant: Citadel Financial Products S.A.R.L.

Date 09/08/2016

Citadel Financial Products S.A.R.L. has additionally been admitted to exchange trading for Freight Financial Futures, Freight Financial Options and Coal Futures (USD).

Moscow Exchange Indices Monthly Review: July 2016

Date 09/08/2016

In July, Moscow Exchange"s Indices reflected the positive trend by the MICEX Index on the Russian stock market. The MICEX Index was up 2.83% to 1,944.62 (from 1,891.09 on 30 June), while the dollar-denominated RTS Index fell 0.34% to 927.57 (from 930.77).