News Centre

Nasdaq July 2016 Volumes

Date 04/08/2016

Nasdaq (Nasdaq:NDAQ) today reported monthly volumes for July 2016, on its investor relations website. 

ISDA And IHS Markit Launch ISDA Amend 2.0

Date 04/08/2016

The International Swaps and Derivatives Association, Inc. (ISDA) and IHS Markit today announced the launch of ISDA Amend 2.0.

FINRA Warns Investors About Boiler Room Scams - If You Get A Call Like This, Don’t Bite—And Don’t Buy

Date 04/08/2016

Boiler room-style calls touting the next hot stock are alive and well, and they’re costing investors dearly, according to an Investor Alert issued today by the Financial Industry Regulatory Authority (FINRA).

SEC Charges Cardiologist With Insider Trading On Confidential Drug Trial Developments

Date 04/08/2016

The Securities and Exchange Commission today charged a cardiologist with insider trading on confidential developments as he worked on a clinical drug trial.   

Bats Reports Second Quarter Total Revenue Growth Of 11% - Non-Transaction Revenue Drives Growth

Date 04/08/2016

Bats Global Markets, Inc. (Bats: BATS), a leading global exchange operator and provider of market data and other financial markets services, today reported net income of $18 million and adjusted earnings† of $34 million for the second quarter ended June 30, 2016. While net income decreased from $20 million from a year ago due primarily to a pretax $18 million debt refinancing charge in the latest period, adjusted earnings rose 38% from a year ago, partly driven by continued growth in non-transaction revenue.

EEX New Participant: EP Commodities, a.s.

Date 04/08/2016

EP Commodities, a.s. has additionally been admitted to exchange trading for Italian Financial Power Futures and Options.

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New Investment In Sinemia On Borsa İstanbul Private Market

Date 04/08/2016

Borsa İstanbul Private Market, working towards the mission of bringing together technological start-ups with investors, continues its efforts with a new investment.

Statement Of CFTC Commissioner J. Christopher Giancarlo Regarding Final Response To District Court Remand Order In Securities Industry And Financial Markets Association, Et Al. v. United States Commodity Futures Trading Commission

Date 04/08/2016

I respectfully dissent from the Commodity Futures Trading Commission’s (CFTC or Commission) final response in the SIFMA litigation.

Amman Stock Exchange: Launching The First Trading Session Of OTC Market

Date 04/08/2016

The Chief Executive Officer (CEO) of the Amman Stock Exchange (ASE) Nader Azar declared that on Thursday 4th August 2016, the first trading session of Over- The- Counter (OTC) Market was launched which came as a result with the enforcement of "The Regulating Directives for Trading in Unlisted Securities for the Year 2016" and" Listing Securities Directives for the year 2016".

CFTC Orders Barclays Capital, Inc. To Pay $800,000 For Supervision Failures - Firm’s Supervisory Failures Over Exchange And Clearing Fee Processing Led To Customer Overcharges At Times

Date 04/08/2016

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Barclays Capital, Inc. (Barclays), a Connecticut corporation headquartered in New York City, for failing to diligently supervise its officers’, employees’, and agents’ processing of exchange and clearing fees it charged customers for trading and clearing Chicago Mercantile Exchange, Inc. products from January 2011 to April 2015. Barclays is registered with the CFTC as a Futures Commission Merchant.