FTSE Mondo Visione Exchanges Index:
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Better Finance - The European Federation Of Investors And Financial Services Users: The European Federation of Investors and Financial Services UsersThe EU Authorities' Draft Implementation Rules On Key Information For Retail Investment Products Must Be Thoroughly Improved In Order Not To Hurt Savers’ And Investors’ Protection
Date 18/05/2016
The Joint Committee of the European Supervisory Authorities recently issued its proposal for regulatory technical standards (RTS) on Key Information Documents (KIDs) for Packaged Retail and Insurance-based Investment Products (PRIIPs).
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European Council - Council Of The European Union: Markets In Financial Instruments: Council Confirms Agreement On One-Year Delay
Date 18/05/2016
On 18 May 2016, the Permanent Representatives Committee (Coreper) approved, on behalf of the Council, an agreement with the European Parliament on a one-year delay to new securities market rules.
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Opening Remarks By SEC Chair Mary Jo White Before The SEC Advisory Committee On Small And Emerging Companies
Date 18/05/2016
Good morning. Thank you, Sara and Steve. And thank you all for being here today. I want to respect the full agenda you have, and so will be brief in my remarks.
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FINRA Fines Raymond James $17 Million For Systemic Anti-Money Laundering Compliance Failures - Former AML Compliance Officer Fined And Suspended
Date 18/05/2016
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Raymond James & Associates, Inc. (RJA) and Raymond James Financial Services, Inc. (RJFS), a total of $17 million for widespread failures related to the firms’ anti-money laundering (AML) programs. RJA was fined $8 million and RJFS was fined $9 million for failing to establish and implement adequate AML procedures, which resulted in the firms’ failure to properly prevent or detect, investigate, and report suspicious activity for several years. RJA’s former AML Compliance Officer, Linda L. Busby, was also fined $25,000 and suspended for three months.
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Toronto Stock Exchange, TSX Venture Exchange, Montréal Exchange And TSX Alpha Exchange Closed For Victoria Day
Date 18/05/2016
Toronto Stock Exchange, TSX Venture Exchange, Montréal Exchange and TSX Alpha Exchange will be closed on Monday, May 23, 2016 for the Victoria Day holiday. NGX will remain open for regular trading.
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Moscow Exchange: The Additional Trading Session Starts Later For Derivatives On 25 May
Date 18/05/2016
Please note that the Derivatives Market evening trading session will begin five minutes later, i.e. at 7:05 pm MSK, on 25 May 2016, as these are the last trading days for options contracts (in accordance with clause 7.2 of the Rules of organized trading for the Moscow Exchange Derivatives Market).
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Axioma Promotes Ian Webster To Chief Operating Officer - Newly Created Position Focuses On Managing And Coordinating Axioma’s Accelerating Global Growth
Date 18/05/2016
Axioma, a provider of innovative risk and portfolio management solutions, today announced the appointment of Ian Webster as Chief Operating Officer, a newly created position. Webster was previously Chief of Staff since January 2016. He joined Axioma as Managing Director, EMEA in 2011, and also led the development of Axioma’s global indexing business.
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Organizational Alignment Of SIX Financial Information France SA
Date 18/05/2016
SIX Financial Information France SA announces an integration plan to fully align the unit with the global functional structures of SIX by the end of this year, as well as other strategic measures. This will allow SIX to strengthen the French organization and to increase its competitiveness. If the integration plan is approved by the French labor authorities, the integration will lead to a staff reduction in France accompanied by a social plan.
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MARF Admits To Trading An Issue By Globasol - New Project Bond Issue
Date 18/05/2016
The Mercado Alternativo de Renta Fija (MARF) has registered a €45.3 million project bond issued by Globasol Villanueva 1 (Grupo Solaria) to cancel the debt associated with the existing project finance operation and refinance it, thus extending its maturity to 2037.
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Thai Bourse Initiates Two New Awards For “SET Awards 2016”
Date 18/05/2016
The Stock Exchange of Thailand (SET) has joined Money & Banking magazine to organize the 13th SET Awards, initiating two new awards: the Best Innovative Company Awards and the Young Rising Star CEO Award, while adjusting award criteria to meet the current competitive nature of the business world, and announcing list of qualified firms after preliminary screening to compete for awards by year end.
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