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SEC Charges Chinese Citizens Who Reaped Massive Profits From Insider Trading On Comcast-Dreamworks Acquisition - Obtains Court Order Freezing More Than $29 Million In U.S. Accounts
Date 10/02/2017
The Securities and Exchange Commission today announced that it obtained an emergency court order freezing brokerage accounts holding more than $29 million in illegal profits from insider trading in advance of the April 2016 acquisition of DreamWorks Animation SKG, Inc. by Comcast Corp.
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Moscow Exchange: Risk Parameters Change In Securities And Derivatives Market
Date 10/02/2017
NCC Clearing Bank is changing risk parameters in Securities market for the following instruments starting from February 17, 2017:
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Federal Reserve System: Daniel K. Tarullo Submits Resignation As A Member Of The Board Of Governors, Effective On Or Around April 5, 2017
Date 10/02/2017
Daniel K. Tarullo submitted his resignation Friday as a member of the Board of Governors of the Federal Reserve System, effective on or around April 5, 2017. He has been a member of the Board since January 28, 2009.
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JFIA: January 2017 SEF Tracker Now Available Online
Date 10/02/2017
Total trading volume on SEFs averaged $542.8 billion per day during the month of January, up 26.6% from the previous month and 11.5% from January 2016.
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EBA: Consultation On RTS On CCP To Strengthen Fight Against Financial Crime
Date 10/02/2017
The Joint Committee of the three European Supervisory Authorities (EBA, EIOPA and ESMA - ESAs) launched today a public consultation on draft regulatory technical standards (RTS) to help Member States determine when payment service providers and electronic money issuers should appoint a Central Contact Point (CCP) to support the fight against money laundering and terrorist financing. These draft RTS are part of the Joint Committee's work to establish consistent and effective risk-based supervisory practices across the EU. The consultation runs until 5 May 2017.
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Nigerian Stock Exchange Weekly Market Report For 10 February 2017
Date 10/02/2017
A total turnover of 1.052 billion shares worth N8.031 billion in 13,586 deals were traded this week by investors on the floor of the Exchange in contrast to a total of 1.153 billion shares valued at N8.032 billion that exchanged hands last week in 12,783 deals.
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ESAs Consult On The Establishment Of Central Contact Points To Strengthen Fight Against Financial Crime
Date 10/02/2017
The Joint Committee of the three European Supervisory Authorities (EBA, EIOPA and ESMA - ESAs) launched today a public consultation on draft regulatory technical standards (RTS) to help Member States determine when payment service providers and electronic money issuers should appoint a Central Contact Point (CCP) to support the fight against money laundering and terrorist financing. These draft RTS are part of the Joint Committee's work to establish consistent and effective risk-based supervisory practices across the EU. The consultation runs until 5 May 2017.
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CISE Set To Rebrand As TISE
Date 10/02/2017
The Channel Islands Securities Exchange (CISE) has today announced plans to rebrand as The International Stock Exchange (TISE) from early March.
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ESAs Consult On Packaged Retail And Insurance-Based Investment Products With Environmental Or Social Objectives
Date 10/02/2017
The European Supervisory Authorities (ESAs) launched today a consultation on a proposal to set minimum requirements, which manufacturers of packaged retail and insurance-based investment products with environmental or social objectives (EOS PRIIPs) should comply with to ensure that credible products are offered to retail investors. This consultation is in response to a European Commission's call for advice.
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TOM MTF Statistics Week 06, 2017
Date 10/02/2017
Click here to download the weekly statistics update of TOM MTF for week 06, 2017.
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