News Centre

FINRA Fines Deutsche Bank Securities Inc. $12.5 Million For Inadequate Supervision Of Internal Communications

Date 08/08/2016

The Financial Industry Regulatory Authority (FINRA) today announced it has fined Deutsche Bank Securities Inc. $12.5 million for significant supervisory failures related to research and trading-related information it disseminated to its employees, called 'hoots' or 'squawks,' over internal speakers commonly known as 'squawk boxes.' Despite multiple red flags regarding the potential dissemination of confidential information, Deutsche Bank failed to establish adequate supervision over registered representatives' access to hoots or their communications with customers regarding hoots. As part of the settlement, Deutsche Bank also agreed to provide a written certification that it has adopted and implemented supervisory systems and written procedures concerning hoots that are reasonably designed to achieve compliance with FINRA rules and federal securities laws.

Warsaw Stock Exchange Monthly Statistics For July 2016

Date 08/08/2016

Warsaw Stock Exchange Monthly Statistics for July 2016 is now available:

For Main Market Statistics click here

ICE Eris Interest Rate Futures Achieve Record Volume - ICE Eris GBP LIBOR Future Is First Sterling Denominated Interest Rate Swap Future To Trade On-Exchange

Date 08/08/2016

Intercontinental Exchange (NYSE: ICE), a leading operator of global exchanges and clearing houses and provider of data and listings services, announced that ICE Eris Euribor® and GBP LIBOR interest rate futures reached a record monthly volume of 8,185 contracts for the month of July. The previous monthly record of 1,719 contracts was set in June 2016.

Moscow Exchange: Risk Parameters Change

Date 08/08/2016

Securities market

NCC Clearing Bank is changing risk parameters in Securities market for the following instruments starting from August 12, 2016:

China Equity Index Derivatives: Monthly Commentary By Singapore Exchange, July 2016

Date 08/08/2016

Chinese A-share benchmark indices CSI300 Index and FTSE China A50 Index gained 1.6% and 1.5% respectively in July. The indices have risen 2.7% and 2.2% respectively since June 23, when the U.K. voted to leave the European Union, placing China’s stock market among the world’s best post-Brexit performers. 

SIX Swiss Exchange - Sponsored Foreign Shares: Additional Trading Currency

Date 08/08/2016

UBS MTF Market Notice: Change Of Registered Address

Date 08/08/2016

This market notice is to inform you of the new UBS Limited company address.

All postal correspondence and notices to UBS MTF should be directed to:

5 Broadgate, London, EC2M 2QS.

HKEX To Offer Mini H-Shares Index Options And Make Other Derivatives Market Changes

Date 08/08/2016

Hong Kong Exchanges and Clearing Limited (HKEX) plans to introduce Mini-Hang Seng China Enterprises Index Options (Mini H-shares Index Options) on Monday, 5 September 2016 to meet demand from retail investors and give market participants more flexibility by providing a contract one-fifth the size of its H-shares Index Options contract. 

SGX Reports Market Statistics For July 2016

Date 08/08/2016

• Total Securities market turnover value fell 7% month on month and fell 13% year on year to S$21.0 billion, during 20 trading days compared to 22 in June 2016 and 22 in July 2015.

SIX Swiss Exchange: Sponsored Foreign Shares: Additional Trading Currency

Date 08/08/2016

• In the SFS segment of SIX Swiss Exchange investors can now trade 70 stocks also in US Dollar. Renell Wertpapierhandelsbank AG acts as Market Maker