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Hong Kong's Securities And Futures Commission Bans Ma Yu Lung For Eight Years

Date 26/01/2017

The Securities and Futures Commission (SFC) has banned Mr Ma Yu Lung, a former representative of Sun Hung Kai Investment Services Limited (SHKIS), from re-entering the industry for eight years from 26 January 2017 to 25 January 2025 for breach of the Code of Conduct (Notes 1 & 2).
TRADEcho Launches MiFID II Smart Report Router

Date 26/01/2017

Boat Services and London Stock Exchange’s TRADEcho service opens its innovative open access Smart Report Router (SRR) bringing choice to the market place
Renaissance Capital Selects Tbricks By Itiviti To Consolidate Trading Operations

Date 26/01/2017

Itiviti, a world-leading technology provider for the capital markets industry, today announced that Renaissance Capital the leading emerging and frontier markets investment bank has chosen the Tbricks by Itiviti platform for its options market making, Delta-one algo trading,
Energie Steiermark AG Selects Ancoa For Energy Trade Surveillance

Date 26/01/2017

Ancoa, provider of contextual surveillance and insightful analytics for exchanges, regulators, buy- & sell-side firms, today announced that it has been selected by Energie Steiermark to monitor trading activity covered by MAR (Market Abuse Regulation) and REMIT. As one of the largest service providers in Austria, Energie Steiermark's main focus is on energy efficiency and innovative service offerings in the fields of electricity, natural gas, heating and mobility.
Royal Bank of Scotland Group: Additional Provision For US RMBS Investigations And Litigation

Date 26/01/2017

The Royal Bank of Scotland Group plc (together with its subsidiaries, “RBS”) will announce its Full Year 2016 results on 24 February 2017.

Dubai Financial Services Authority Advises Its Regulated Community On The Release Of Compliance Guidance For Trade Transactions

Date 26/01/2017

The DFSA would like to advise its regulated community that the Wolfsberg Group, the Banking Commission of the International Chamber of Commerce, and the Bankers Association for Finance and Trade jointly published the updated “Trade Finance Principles”. The document can be accessed on this link. The DFSA welcomes this industry initiative which will assist international and regional financial institutions.
Shanghai Stock Exchange: Public Opinions Solicitation On “SSE Guidance For Credit Risk Management In Corporate Bonds Duration (Draft For Comment)”

Date 26/01/2017

To strengthen the credit risk management in corporate bonds duration and earnestly safeguard investor’s legitimate rights and interests, the Shanghai Stock Exchange (SSE) has lately released the “SSE Guidance for Credit Risk Management in Corporate Bonds Duration (Draft for Comment)” (the “Guidance” for short) to solicit public opinions.
NZX Preliminary FY16 Results Timing

Date 25/01/2017

NZX intends to release its preliminary 2016 full year financial results before market open on Tuesday 14 February 2017.
Dow Jones Industrial Average Closed Above 20,000

Date 25/01/2017

Nasdaq Tower at Times Square Displays Dow Closing above 20,000.
Business News Daily Names Thomson Reuters ONESOURCE “Best Tax Software For Corporations” - Business News Daily Has Named Thomson Reuters ONESOURCE “Best Tax Software For Corporations,” Based On Extensive Research Of Tax Preparation Software For Businesses

Date 25/01/2017

“Business News Daily’s review thoroughly describes how the Thomson Reuters ONESOURCE platform addresses the complex tax needs of corporations and other businesses,” said Joe Harpaz, managing director, Corporate segment, for the Tax & Accounting business of Thomson Reuters. “With our new user interface and ongoing emphasis on accuracy and innovation, our primary focus is to enhance the experience of the professionals and businesses we serve.”