News Centre

Fiserv Named One Of America’s Most Innovative Companies By Fortune For Second Consecutive Year - Employees And Industry Experts Evaluate Companies Across Three Dimensions To Identify Leaders In Innovation

Date 26/03/2024

Fiserv, Inc. (NYSE: FI), a leading global provider of payments and financial technology solutions, was today recognized as one of Fortune® America’s Most Innovative Companies for the second consecutive year. This designation highlights organizations that are at the forefront of innovation in the United States.

Commission Statement On The Passing Of Former SEC Commissioner Roberta Karmel: Chair Gary Gensler, Commissioner Hester M. Peirce, Commissioner Caroline A. Crenshaw, Commissioner Mark T. Uyeda, Commissioner Jaime Lizárraga, March 26, 2024

Date 26/03/2024

We mourn the passing of Roberta Karmel, the first female Commissioner at the Securities and Exchange Commission. Roberta began her career at the SEC as an enforcement attorney and had a number of roles at the agency in the 1960s after which she became the first female partner at a law firm she joined. Nominated by President Jimmy Carter, she served as a Commissioner from 1977-1980. She later became a professor at Brooklyn Law School where she taught securities regulation for more than three decades. Her legacy lives on through her students, many of whom have served or are currently serving at the SEC. Our hearts go out to her family and all whose lives she impacted.

Expanded Opening And Intra-Day Quote Width Requirements And Order Monitor Settings For Certain Symbols Trading On MIAX Options And MIAX Emerald Options Through Friday, June 28, 2024

Date 26/03/2024

MIAX Options and MIAX Emerald Options have expanded the maximum valid bid/ask differentials for Market Makers for certain symbols traded on the Exchanges. The expanded bid/ask differentials will be in effect through Friday, June 28, 2024.

Alberta And Saskatchewan Securities Regulators Extend The Self-Certified Investor Prospectus Exemption

Date 26/03/2024

The Alberta Securities Commission (ASC) and the Financial and Consumer Affairs Authority of Saskatchewan (FCAA) have amended the self-certified investor prospectus exemption to remove the previous expiry date of April 1, 2024.

The EBA Extends Deadline Of Call For Expression Of Interest For Its New Banking Stakeholder Group

Date 26/03/2024

The European Banking Authority (EBA) extended today the deadline for applications to the call for expression of interest to set up its new Banking Stakeholder Group (BSG) and create a reserve list.  The extended deadline for application is 9 April 2024 at 23:59 CEST.

Cboe Global Markets Commemorates 20 Years Of Cboe Futures Exchange And VIX Futures Trading

Date 26/03/2024

Cboe Global Markets, Inc. (Cboe: CBOE), the world's leading derivatives and securities exchange network, today marked the 20th anniversary of Cboe Futures Exchange (CFE) and the trading of Cboe Volatility Index (VIX) futures. CFE was launched to provide a liquid and transparent on-exchange volatility futures offering, with VIX futures being the first product listed in 2004.

CFTC Charges KuCoin With Operating Illegal Digital Asset Derivatives Exchange

Date 26/03/2024

The Commodity Futures Trading Commission today announced it filed a civil enforcement action in the U.S. District Court for the Southern District of New York charging Mek Global Limited, PhoenixFin PTE Ltd., Flashdot Limited, and Peken Global Limited, which collectively operate a centralized digital asset exchange under the name KuCoin, with multiple violations of the Commodity Exchange Act (CEA) and CFTC regulations.  

Federal Reserve Board Releases Annual Audited Financial Statements

Date 26/03/2024

The Federal Reserve Board on Tuesday released the 2023 combined annual audited financial statements for the Federal Reserve Banks. An independent public accounting firm, issued unqualified opinions, asserting that its audit found the financial statements for the Board, the 12 Federal Reserve Banks, and 3 limited liability companies (LLCs) to be free of material misstatements in accordance with the applicable auditing standards.

ACER Consults On Amendments To The Pricing Methodology And The Automatic Frequency Restoration Reserve Implementation Framework

Date 26/03/2024

Marex Group Plc Announces Filing Of Registration Statement For Proposed Initial Public Offering

Date 26/03/2024

Marex Group (“Marex”), the diversified global financial services platform, today announces that it has publicly filed a registration statement on Form F-1 (the “Registration Statement”) with the U.S. Securities and Exchange Commission (“SEC”) relating to a proposed initial public offering of its ordinary shares.