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Deutsche Börse: Unscheduled Adjustment In DAX - Adjustments Due To Spin-Off Of Uniper SE From E.ON SE - DAX Calculation On 12 September With 31 Companies
Date 07/09/2016
On Wednesday, Deutsche Börse announced an unscheduled change to the DAX index.
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CFTC Financial Data For Futures Commission Merchants Update
Date 07/09/2016
Futures commission merchants (FCMs) and retail foreign exchange dealers (RFEDs) must file monthly financial reports with the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) within 17 business days after the end of the month. Selected financial information from these reports is published below. The most recent month-end information generally is added within 12 business days after FCMs and RFEDs file their reports, but occasionally may be added later. For example: The 17th business day filing “due date" for February 28, 2015 financial reports was March 25, 2015. The 12 business day target for posting these data was April 10, 2015.
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Ontario Securities Commission Announces Seniors Expert Advisory Committee Members For 2016 – 2017
Date 07/09/2016
The Ontario Securities Commission (OSC) today announced the membership of its new Seniors Expert Advisory Committee (SEAC).
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CFTC Swaps Report Update
Date 07/09/2016
CFTC's Weekly Swaps Report has been updated, and is now available.
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OSC Chair And CEO Maureen Jensen To Deliver First Keynote Address On September 27, 2016
Date 07/09/2016
Maureen Jensen, Chair and CEO of the Ontario Securities Commission (OSC), will be delivering her first keynote address on September 27, 2016 at the Toronto Region Board of Trade.
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CME Group Chief Financial Officer To Present At Barclays Global Financial Services Conference
Date 07/09/2016
CME Group announced today that John Pietrowicz, Chief Financial Officer, will present at the Barclays Global Financial Services Conference, in New York, on Tuesday, September 13, 2016, at 2:45 p.m. (Eastern Time).
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Thomson Reuters To Present At The Goldman Sachs 25th Annual Communacopia Conference
Date 07/09/2016
Neil Masterson, executive vice president and chief transformation officer of Thomson Reuters (TSX/NYSE: TRI), the world's leading source of intelligent information for businesses and professionals, will present at the Goldman Sachs 25th Annual Communacopia Conference on Tuesday, September 20, 2016 at 8:00 a.m. ET. The presentation may include forward looking information.
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CFTC Charges Fan Wang With Making False Reports In Connection With Commodity Futures Transactions
Date 07/09/2016
The U.S. Commodity Futures Trading Commission (CFTC) filed a civil injunctive enforcement action in the U.S. District Court for the Southern District of New York against Fan Wang a.k.a. Alex Wang (Wang), a Chinese national who resides in Short Hills, New Jersey. The CFTC’s Complaint charges Wang with willfully making false reports in connection with certain commodity futures contracts he purchased for his employer’s proprietary trading account.
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Capital Market Authority: Announcement Of The Board Of Directors And Senior Executives Trading Restriction Period
Date 07/09/2016
The Capital Market Authority announces the Board of Directors and Senior Executives Trading Restriction Periods according to Article (50) of the Listing Rules as the following:- For companies which its fiscal interim period ends on 30/09/2016, the restriction period starts on 16/09/2016 and ends on the date of the announcement of the reviewed interim financial statements of the company.
- For companies that follow the Hijri Calendar and which its fiscal interim period ends on 30/01/1438 H corresponding 31/10/2016 (according to Umm Al-Qura Calendar), the restriction period starts on 16/01/1438 H corresponding to 17/10/2016 and ends on the date of the announcement of the reviewed interim financial statements of the company.
Announcement of the Board of Directors and Senior Executives Trading Restriction Period -
SEC Names Sarah G. Ten Siethoff Deputy Associate Director In The Division Of Investment Management’s Rulemaking Office
Date 07/09/2016
The Securities and Exchange Commission today announced that Sarah G. ten Siethoff has been named Deputy Associate Director in the Division of Investment Management’s Rulemaking Office. As Deputy Associate Director, Ms. ten Siethoff will develop recommendations for rulemaking and other policy initiatives under the Investment Company and Investment Advisers Acts of 1940. Ms. ten Siethoff also will oversee management of key rulemaking projects related to funds and investment advisers.
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