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News Centre
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Japan Financial Services Agency: The Fourth Meeting Of The Working Group On Disclosure And Assurance Of Sustainability-Related Financial Information (Of The Financial System Council)
Date 03/10/2024
The Working Group on Disclosure and Assurance of Sustainability-related Financial Information (of the Financial System Council) will hold its fourth meeting on October 10, 2024 as follows.
- Date: Thursday, October 10, 2024, 1:00 pm to 3:30 pm
- Conference room: Common Special Conference Room No.1, 13th floor, Common Government Office No.7
- Agenda: Explanation by conference arrangement office, discussion etc.
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Dubai Financial Services Authority Investigation Reveals OCS International Finance Limited Mismanaged USD 46 Million Of Client Funds And Imposes Fine On Firm And Its CEO
Date 03/10/2024
An investigation by the Dubai Financial Services Authority (DFSA) has revealed that OCS International Finance Limited (OCS) had breached multiple DFSA Rules, including mismanaging USD 46 million (AED 168,820,000) of client funds, and misleading a bank and the DFSA. As a result, the DFSA has imposed a fine, after a 30% settlement discount, of USD 720,905 (AED 2,645,721) on OCS, and USD 186,003 (AED 682,631) on its CEO, Mr Christian Franz Thurner.
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NZX Issue Of Ordinary Shares
Date 03/10/2024
The attached capital change notice is given under NZX Listing Rule 3.13.1 and relates to the issue of ordinary shares in NZX Limited (NZX) under the NZX Dividend Reinvestment Plan.
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Hong Kong Securities And Futures Commission Marks 35-Year Regulatory Journey With Celebratory Gathering
Date 03/10/2024
The Securities and Futures Commission (SFC) hosted a heart-warming gathering with public and private sector leaders today to celebrate its 35th anniversary as the guardian of Hong Kong’s capital markets.
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Japan Financial Services Agency: Exchange Of Letters For Cooperation With The Cambodia Non-Bank Financial Services Authority (CFSA)
Date 03/10/2024
On October 3, 2024, the Financial Services Agency (JFSA)exchanged and the Cambodia Non-Bank Financial Services Authority (CFSA) exchanged letters for cooperation.
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Hong Kong Securities And Futures Commission Welcomes Voluntary Code Of Conduct For ESG Ratings And Data Products Providers
Date 03/10/2024
The Securities and Futures Commission (SFC) welcomes the publication today of a voluntary code of conduct (VCoC) by an industry-led working group for environmental, social and governance (ESG) ratings and data products providers providing products and services in Hong Kong.
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New Zealand Financial Markets Authority Appoints Kari Jones As Executive Director Transformation And Operational Delivery
Date 03/10/2024
The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – today confirmed the appointment of Kari Jones to join the FMA’s executive leadership team as Executive Director for Transformation and Operational Delivery.
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NZX Shareholder Metrics - September 2024
Date 03/10/2024
Please see attached NZX Limited shareholder metrics for September 2024.
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CFTC Charges Former CEO Of Carbon Credit Project Developer With Fraud Involving Voluntary Carbon Credits - In First CFTC Actions For Fraud In The Voluntary Carbon Credit Market, CFTC Also Files And Settles Charges Against Project Developer And Former COO
Date 02/10/2024
The Commodity Futures Trading Commission today filed a complaint in the U.S. District Court for the Southern District of New York against Kenneth Newcombe of California, the former chief executive officer and majority shareholder of a Washington, D.C.-based carbon credit project developer, charging fraud and false, misleading, or inaccurate reports relating to voluntary carbon credits. The CFTC also issued orders filing and settling charges against Washington, D.C.-based CQC Impact Investors LLC (CQC) and against Jason Steele, CQC’s former chief operating officer. These are the first CFTC actions for fraud in the voluntary carbon credit market.
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SEC Announces Departure Of Enforcement Director Gurbir S. Grewal - Sanjay Wadhwa, A 21-Year Agency Vet, Named Acting Director; Sam Waldon Named Acting Deputy Director
Date 02/10/2024
The Securities and Exchange Commission today announced that Gurbir S. Grewal, Director of the Division of Enforcement, will depart the agency, effective Oct. 11, 2024. Upon Mr. Grewal’s departure, Sanjay Wadhwa, the Division’s Deputy Director, will serve as Acting Director, and Sam Waldon, the Division’s Chief Counsel, will serve as Acting Deputy Director.
