FTSE Mondo Visione Exchanges Index:
News Centre
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US Office Of The Comptroller Of The Currency Issues Enforcement Action Against Wells Fargo Bank
Date 12/09/2024
The Office of the Comptroller of the Currency (OCC) today entered into a Formal Agreement with Wells Fargo Bank, N.A.
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SEC Investor Advisory Committee To Discuss Investment Advice And Key Topics From Securities Litigation At Sept. 19 Meeting
Date 12/09/2024
The Securities and Exchange Commission’s Investor Advisory Committee will hold a public meeting on Sept. 19, 2024, at 10 a.m. ET at the SEC Headquarters in Washington, D.C. The meeting will also be webcast on the SEC website.
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FINRA Announces Results Of Board Of Governors Elections - Firms Elect John Vaccaro As Large Firm Governor And Jennifer Szaro As Small Firm Governor - James Crowley Re-Elected As Mid-Size Firm Governor
Date 12/09/2024
FINRA announced today the results of its election of three Governors to its Board of Governors during the annual meeting of FINRA member firms on Wednesday.
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SIFMA, ICI, And DTCC Release “T+1 After Action Report” Industry Coordination Led To Successful Transition, Reducing Risk And Costs In The System
Date 12/09/2024
The Securities Industry and Financial Markets Association (SIFMA), Investment Company Institute (ICI), and The Depository Trust & Clearing Corporation (DTCC) today released the “T+1 After Action Report,” which reviews the general project timeline for the shortened settlement cycle, including its key milestones and achievements. It also discusses several of the obstacles overcome in the three-plus year transition, the groundswell of global participation with the U.S. move, and some of the initial data points and positive impacts of the shift.
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Euronext Announces September 2024 Quarterly Review Results Of The ISEQ® Family
Date 12/09/2024
Euronext today announced the results of the quarterly review for the ISEQ 20®, ISEQ 20® Capped and ISEQ® Small, which will take place after markets close on Friday 20 September 2024 and be effective from Monday 23 September 2024.
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CFTC Chairman Behnam To Speak At Georgetown University’s Psaros Center For Financial Markets And Policy Financial Markets Quality 2024
Date 12/09/2024
WHAT:
Chairman Rostin Behnam to speak at Georgetown University’s Psaros Center for Financial Markets and Policy Financial Markets Quality 2024.
WHEN:
Tuesday, September 17, 2024
10:30 a.m. – 11:00 a.m. (ET)WHERE:
Georgetown University McDonough School of Business
529 Rafik B. Hariri Building
37th and O Streets, NW
Washington, DC 20057
Additional information: Financial Markets Quality Conference - Psaros Center for Financial Markets and Policy (georgetown.edu) -
Euronext Announces September 2024 Quarterly Review Results Of The CAC® SBT 1.5°
Date 12/09/2024
Euronext today announced the results of the quarterly review for the CAC® SBT 1.5° index, which will take place after markets close on Friday 20 September 2024 and will be effective from Monday 23 September 2024.
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EBA Issues Revised List Of ITS Validation Rules
Date 12/09/2024
The European Banking Authority (EBA) today issued a revised list of validation rules in its Implementing Technical Standards (ITS) on supervisory reporting, highlighting those, which have been deactivated either for incorrectness or for triggering IT problems. Competent Authorities throughout the EU are informed that data submitted in accordance with these ITS should not be formally validated against the set of deactivated rules.
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Moscow Exchange: Concentration Limits Per Issuer On Securities Market
Date 12/09/2024
CCP NCC sets the following new concentration limit per issuer on Securities market from September 13-rd, 2024:
№ Group Limits per issuer (RUB) 1 Moscow_obl_BOND 4,720,000,000 2 MOEK_BOND 2,500,000,000 3 NizhnekamskNK_BOND 3,220,000,000 4 Rosseti_Centre_BOND 500,000,000 5 Magnit_BOND 7,500,000,000
Read more on the Moscow Exchange: https://www.moex.com/n72965 -
eToro Reaches Settlement With SEC And Will Cease Trading Activity In Nearly All Crypto Assets - Firm Charged With Operating Unregistered Broker, Clearing Agency In Connection With Its Crypto Asset Trading Platform
Date 12/09/2024
The Securities and Exchange Commission today announced that eToro USA LLC has agreed to pay $1.5 million to settle charges that it operated an unregistered broker and unregistered clearing agency in connection with its trading platform that facilitated buying and selling certain crypto assets as securities. eToro has agreed to cease and desist from violating the applicable federal securities laws and will make only a limited set of crypto assets available for trading.
