News Centre

SEC And FINRA To Hold National Compliance Outreach Program For Broker-Dealers On June 27, 2019

Date 16/04/2019

The Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) today announced the opening of registration for their 2019 National Compliance Outreach Program for Broker-Dealers, which will be held June 27, 2019, in Chicago.

Abu Dhabi Securities Exchange Hosts Members Of The French Business Group Abu Dhabi To Discuss Investment Opportunities At The Exchange

Date 16/04/2019

Abu Dhabi Securities Exchange (ADX), the region's leading financial market, recently hosted a delegation from the French Business Group - Abu Dhabi in which the operational framework, vision, mission, and investment opportunities at ADX was highlighted to the delegation. Members of senior management attended the event from both sides.

CISI Warns FCA That Rise In Professional Indemnity Insurance Is Damaging SME Members As Honest Firms Forced To Shoulder Cost Of Misconduct Of Others

Date 16/04/2019

The Chartered Institute for Securities & Investment (CISI) has raised concerns with the FCA at the decision to increase the Financial Ombudsman Service’s (FOS) compensation limit from £150,000 to £350,000 from 1 April, as it may have serious unintended consequences for its member SMEs.

TMX Group Limited To Announce Q1 2019 Financial Results On Thursday, May 9, 2019 - Analyst Conference Call And Annual And Special Meeting Of Shareholders To Be Held Friday, May 10, 2019

Date 16/04/2019

TMX Group Limited will announce its financial results for the first quarter ended March 31, 2019 in the evening of Thursday, May 9, 2019. An analyst conference call to review the results will be held at 8:00 a.m. EDT on Friday, May 10, 2019. The TMX Group Annual and Special Meeting of shareholders will be held at 2:00 p.m. EDT on Friday, May 10, 2019.

Deutsche Börse AG: Preliminary Announcement Of The Publication Of Quarterly Reports And Quarterly/Interim Statements

Date 16/04/2019

Deutsche Börse AG hereby announces that the following financial reports shall be disclosed :

Report: Quarterly/ Interim statement within the 1st half-year Date of disclosure / German: April 29, 2019 Date of disclosure / English: April 29, 2019 

Abu Dhabi Securities Exchange Hosts Members Of The French Business Group Abu Dhabi To Discuss Investment Opportunities At The Exchange

Date 16/04/2019

Abu Dhabi Securities Exchange (ADX), the region's leading financial market, recently hosted a delegation from the French Business Group - Abu Dhabi in which the operational framework, vision, mission, and investment opportunities at ADX was highlighted to the delegation. Members of senior management attended the event from both sides.

FTSE Russell Announces Results Of First Fixed Income Country Classification Review

Date 16/04/2019

• Market Accessibility Levels now assigned to all fixed income markets tracked by FTSE World Government Bond Index (WGBI), FTSE Emerging Markets Government Bond Index (EMGBI) and regional government indexes
• FTSE Fixed Income Country Classification Framework was introduced earlier this year to enhance transparency of the review process and technical criteria used to assess accessibility of markets for benchmark inclusion
• FTSE Russell Watch List of fixed income markets being considered for potential reclassification includes China & Malaysia
• In addition to meeting the market size and credit quality criteria of the WGBI, the inaugural Market Accessibility Level assigned to the Israeli local currency government market also meets the minimum for WGBI inclusion

Amman Stock Exchange: Financial Statements Of The First Quarter - 2019

Date 16/04/2019

Amman Stock Exchange’s  (ASE) Chief Executive Officer Mr. Nader Azar said that the ASE is still receiving the quarterly reports of the period ended in March 31, 2019, from all companies listed at the ASE which have been reviewed by their auditors.  The listed companies must submit quarterly reports reviewed by their auditors within one month after the end of the said quarter by virtue of the Directives of Listing Securities at the ASE for the year 2018.

Vienna Stock Exchange: Nexi S.P.A. – Italian Payment-Processing Institution On The Global Market

Date 16/04/2019

As of today, the Italian payment-processing institution Nexi S.p.A. is tradable in our international market segment global market at local fees directly after the IPO at Milan Stock Exchange. The IPO is the largest IPO in Italy since Pirelli 2017 and Europe's largest IPO this year.

Moscow Exchange: Risk Parameters Change On Derivatives Market During Holidays On Foreign Exchanges

Date 16/04/2019

Due to changes of macroeconomic factors and Holidays on foreign exchanges on 19th of April CCP NCC sets the following risk parameters on Derivatives market: