News Centre

Silicon Valley Company Settles Fraud Charge For Misstating Returns To Investors

Date 19/04/2019

The Securities and Exchange Commission today announced that Prosper Funding LLC will pay a $3 million penalty for miscalculating and materially overstating annualized net returns to retail and other investors.

CFTC Approves A Final Rule To Provide Exception To Annual Privacy Notice Requirement

Date 19/04/2019

The Commodity Futures Trading Commission (CFTC) today approved a final rule to revise a CFTC regulation that requires certain futures commission merchants, retail foreign exchange dealers, commodity trading advisors, commodity pool operators, introducing brokers, major swap participants, and swap dealers to provide annual privacy notices to customers. The final rule revises CFTC Regulation 160.5 to remove the requirement to provide these annual privacy notices when certain conditions are satisfied.

Moscow Exchange Changes The Tick Size From The 2nd Of May 2019

Date 19/04/2019

To increase the effectiveness of equity market microstructure, MOEX establishes the new tick size and Decimals parameter for the following stocks starting 2nd May 2019 in the following trading modes:

• Main trading mode Т+ ("Т+2" order book)
• Odd lots trading mode
• Dark pool trading mode
• Equities D — Main trading mode Т+
• Negotiated trading mode(NTM)
• Equities D (NTM) trading mode
• NTM with CCP trading mode

Tokyo Commodity Exchange: Circuit Breaker Range (SCB Range) After 10 Consecutive Holidays

Date 19/04/2019

As informed on our website, our market will be closed for 10 consecutive days from April 27 (Sat) to May 6 (Mon), 2019. If the overseas market fluctuates significantly during consecutive holidays, there is a possibility that the domestic market prices fluctuate suddenly.

Circular Of Shanghai International Energy Exchange On The Price Limit Update For SC1905

Date 19/04/2019

Shanghai International Energy Exchange, the subsidiary of Shanghai Futures Exchange has released its Circular on the Price Limit Update for SC1905 on April 19, 2019.

Moscow Exchange: Risk Parameters Change For The Security NKNCP

Date 19/04/2019

As per the Equity Market Risk Parameters Methodology, on 19.04.2019, 10-05 (MSK) the lower bound of the price band and initial margins for the security NKNCP were changed. New values are available at http://nkcbank.com/fondMarketRates.do

TMX Group: Exchange's Markets Closed Today, April 19, 2019.

Date 19/04/2019

The Exchange's markets are closed today, April 19, 2019.

US Department Of Justice: Japanese Investment Company Executives Extradited On Charges Relating To $1.5 Billion Ponzi Scheme

Date 18/04/2019

Japanese authorities have extradited to the United States two former executives of a Las Vegas, Nevada, investment company in connection with their alleged roles in a $1.5 billion Ponzi scheme.

Ontario Securities Commission Announces Registration And Agendas For Regulatory Burden Roundtables

Date 18/04/2019

The Ontario Securities Commission (OSC) announced today that registration for the May 6 and May 27, 2019 burden reduction roundtables is now open. These roundtables are part of the OSC’s wide-ranging consultation on reducing regulatory burden in Ontario’s capital markets and improving the investor experience.  Agendas for both roundtables are also available on the OSC’s website.

Canadian Securities Regulators Publish IIROC Oversight Review Report

Date 18/04/2019

The Canadian Securities Administrators (CSA) today released the Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC). The report evaluates whether IIROC has complied with the terms and conditions of its Recognition Orders, and whether specific regulatory processes are effective, efficient and applied consistently and fairly.