News Centre

Securities Commission Malaysia Registers Three Digital Asset Exchanges

Date 04/06/2019

The Securities Commission Malaysia (SC) today announced that it has registered three Recognized Market Operators (RMOs) to establish and operate digital asset exchanges(DAX) in Malaysia.

Thailand Futures Exchange Adds 19 New Underlying Stocks For Stock Futures, Effective From June 10

Date 04/06/2019

Thailand Futures Exchange PCL (TFEX) will introduce a new set of Stock Futures with the new 19 underlying stocks, aiming at broadening investment options to accommodate higher demands on this product.

Mandatory Notification Of Trades - Oslo Børs VPS Holding ASA

Date 04/06/2019

Euronext’s offer to acquire all outstanding shares in Oslo Børs VPS Holding ASA was made unconditional 31 May 2019. Trond Pettersen (Chief Complience Officer, VPS) has accepted the offer for 1,551 shares (new holding: 209 shares).

Monetary Authority Of Singapore Imposes Civil Penalty Of $336,000 On Mr Tham Wai Mun Raphael For Insider Trading

Date 04/06/2019

The Monetary Authority of Singapore (MAS) has imposed a civil penalty of $336,000 on Mr Tham Wai Mun Raphael for insider trading. He had sold shares in Auhua Clean Energy PLC (ACE), a company listed on the Alternative Investment Market of the London Stock Exchange, while in possession of non-public and price-sensitive information concerning the company.  

Hong Kong’s Securities And Futures Commission Seeks Disqualification Order Against Former Chief Financial Officer Of Fujian Nuoqi Co., Ltd.

Date 04/06/2019

The Securities and Futures Commission (SFC) has commenced legal proceedings in the Court of First Instance to seek a court order to disqualify the former chief financial officer, company secretary and executive director of Fujian Nuoqi Co., Ltd. (Nuoqi), Mr Au Yeung Ho Yin.

Acuiti SM&CR Regulation Briefing And Guide Released Today - Outline Of Impact Of Expansion Of Regime To FCA Solo-Regulated Firms

Date 04/06/2019

Key Points:

Itiviti Advances Strategic SSEOMS Migration Initiative, Recruits Linda Middleditch As Chief Product Officer

Date 04/06/2019

Itiviti, a world-leading technology and service provider for the capital markets industry, has announced the appointment of Linda Middleditch as Chief Product Officer. An experienced strategy and change management specialist, Linda joins Itiviti from Bloomberg LP, where she most recently was Global Head of SSEOMS Product Management. She has previously held senior product development positions with top-tier investment banks, including Citi and Morgan Stanley.

Shenzhen Stock Exchange Sees Its First 30-Year Municipal Bond Issued Successfully

Date 04/06/2019

On June 3, Sichuan Provincial Government managed to issue its 30-year municipal bond by tender. It is the first super long-term bond of its kind that has hit Shenzhen Stock Exchange (SZSE), and also an active attempt made by SZSE to assist local financial authorities in promoting the innovation in municipal bonds.

Dalian Commodity Exchange: Sharing Session On Progress In Taiwan Capital Market’s Diversification And Opening-Up Held

Date 04/06/2019

Dalian Commodity Exchange (DCE) held the Sharing Session on Progress in Taiwan Capital Market’s Diversification and Opening-up in Shanghai on May 24. The participants shared the internationalization experience of the capital market, in a bid to fuel the strategic transformation of the derivatives market’s diversification and opening-up.

Insights On Regulatory And Market Developments In Australia - A Speech By ASIC Commissioner Cathie Armour At The Australian Regulatory Summit 2019, Sydney, 4 June 2019

Date 04/06/2019

Introduction

Good morning to you all. Thank you for inviting me to speak.

Let me begin by acknowledging the Traditional Owners’ ongoing connection to and custodianship of the lands on which we meet today, and pay my respects to elders past, present and future.