FTSE Mondo Visione Exchanges Index:
News Centre
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HKEX Offers Enhanced Data Products Experience With Launch Of HKEX Data Marketplace
Date 18/12/2024
Hong Kong Exchanges and Clearing Limited (HKEX) is pleased to announce today (Wednesday) the launch of the HKEX Data Marketplace, a web-based platform that offers data users a more intuitive experience in accessing HKEX’s historical and reference data.
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ASIC Sues Crypto Company Binance Australia Derivatives For Consumer Protection Failures
Date 18/12/2024
More than 500 retail clients of Oztures Trading Pty Ltd, trading as Binance Australia Derivatives (Binance), were denied important consumer protections after being misclassified as wholesale clients, ASIC alleges in documents filed in the Federal Court.
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Japan Financial Services Agency: Publication Of The “Monitoring Report For Improving Internal Audits Of Financial Institutions (2024)”
Date 18/12/2024
Even after the publication of the “
Current Situation and Issues for Improving Internal Audits of Financial Institutions” (hereinafter referred to as the “Current Situation and Issues”) in June 2019, the Financial Services Agency (FSA) has continued to monitor financial institutions to improve their internal audits. In October last year, the FSA organized status of initiative and recognition of issues of internal audits in large banking groups, and published it as a progress report. -
CFTC Approves Final Rule Regarding Safeguarding And Investment Of Customer Funds
Date 17/12/2024
The Commodity Futures Trading Commission today announced it approved a final rule amending the CFTC’s regulations that govern how futures commission merchants and derivatives clearing organizations safeguard and invest customer funds held for the benefit of customers engaging in futures, foreign futures, and cleared swaps transactions.
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CFTC Grants QC Clearing LLC DCO Registration
Date 17/12/2024
The Commodity Futures Trading Commission today announced it has issued QC Clearing LLC an Order of Registration as a derivatives clearing organization under the Commodity Exchange Act.
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Cancelled — December 18 Commodity Futures Trading Commission (CFTC) Open Meeting
Date 17/12/2024
The Commodity Futures Trading Commission Open Meeting scheduled for Wednesday, Dec. 18 has been cancelled. The matters under consideration will be completed through the Commission’s seriatim process.
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New Zealand Financial Markets Authority Censures Pathfinder For Misleading Representations
Date 17/12/2024
The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – has censured Pathfinder Asset Management (Pathfinder) under the Financial Markets Conduct Act 2013 (FMCA).
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NZX - Director Independence Review: Notice Of Rule And Code Amendments
Date 17/12/2024
In 2023, NZX commenced the review of its regulatory requirements for issuers of equity securities in relation to director independence, with the support of the NZX Corporate Governance Institute. This review was recently completed following a detailed two-stage consultation process, the commissioning of academic research and international benchmarking of practices of comparable exchanges. The review was completed in October this year, and an application was made to the FMA for certain amendments to NZX’s regulatory settings.
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MIAX Exchange Group - Options Markets - Reminder: January 1, 2025 And March 1, 2025 Market Data Fee Changes
Date 17/12/2024
As previously announced in the September 30, 2024 Alert, effective January 1, 2025, pending filing with the SEC, the MIAX Options Exchange, MIAX Pearl Options Exchange, and MIAX Emerald Options Exchange will implement the following market data fees:
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MIAX Exchanges: Business Continuity And Disaster Recovery Plans Testing And Member Designation Standards
Date 17/12/2024
As required by Regulation Systems Compliance and Integrity and MIAX Options Rule 321, which is incorporated by reference into the MIAX Pearl, MIAX Emerald and MIAX Sapphire Exchange Rule Books, certain Members of the MIAX Exchanges will have mandatory participation requirements in the annual SIFMA Business Continuity Planning Disaster Recovery (“BC/DR”) test.
