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Regulatory Risk And Finfluencer Engagement For Company Directors, By Commissioner Cathie Armour: Companies Should Be Mindful Of Regulatory Risks When Engaging The Services Of Finfluencers, Writes ASIC Commissioner Cathie Armour GAICD

Date 09/11/2021

Financial influencers, commonly known as “finfluencers”, can amass huge online followings. For some listed companies, finfluencer collaborations may seem like a fast, effective way to promote issued securities to the next generation of young retail investors. However, companies should be cautious when engaging finfluencers — as part of their promotional initiatives generally, or in connection to corporate transactions. If you’re approached by a finfluencer seeking to collaborate, or you’re considering reaching out to one, make sure you do your due diligence as they may be contributing to your regulatory risks.
"The Future Of Money, Finance And The Internet" - Speech By Mr Ravi Menon, Managing Director, Monetary Authority Of Singapore, At Singapore FinTech Festival On 9 November 2021

Date 09/11/2021

Good morning everyone. If you’ve just joined us, welcome to Day Two of the Singapore FinTech Festival. I want to talk about the future of Money, Finance, and the Internet. But first, a little history.
Shenzhen Stock Exchange Market Bulletin, November 08, 2021, Issue 74

Date 09/11/2021

Click here to download Shenzhen Stock Exchange market bulletin, Issue 74.
Monetary Authority Of Singapore And Industry To Pilot Digital Platforms for Better Data To Support Green Finance

Date 09/11/2021

The Monetary Authority of Singapore (MAS) announced today that it will partner the industry to pilot four digital platforms under Project Greenprint, to address the financial sector’s needs for good data on sustainability. Project Greenprint was launched in December 2020 to harness innovation and technology to promote a green finance ecosystem through helping to mobilise capital, monitor sustainability commitments, and measure impact.
TMX Group Limited Declares Dividend Of $0.77 Per Common Share

Date 08/11/2021

The Board of Directors of TMX Group Limited today declared a dividend of $0.77 on each common share outstanding, payable on December 10, 2021 to shareholders of record at the close of business on November 26, 2021.

Joint Statement On PCAOB Appointments: SEC Commissioner Allison Herren Lee, SEC Commissioner Caroline A. Crenshaw, Nov. 8, 2021

Date 08/11/2021

We are pleased with the appointment of this impressive new Board under the dynamic leadership of Erica Williams. Having worked with Erica, we know that she is a dedicated and tenacious public servant and have every confidence that she will ably and effectively lead the PCAOB. We are also excited that the deeply talented investor advocate and public servant Kara Stein will be joining the Board. We look forward to this new chapter for the PCAOB including working to modernize audit standards, increase transparency, and enhance stakeholder engagement.
TMX Group Limited Reports Results For Third Quarter Of 2021

Date 08/11/2021

TMX Group Limited [TSX:X] ("TMX Group") today announced results for the third quarter ended September 30, 2021.
ASIC: Former Quantum Resources Director Convicted Of Insider Trading And Market Manipulation Offences

Date 08/11/2021

Avrohom Mordechai Kimelman, of St Kilda East, Victoria, has been sentenced to 18-months imprisonment, to be released immediately upon entering into a $5000 recognizance and an undertaking to be of good behaviour for two years, after being convicted of insider trading and market manipulation offences in the County Court of Victoria.
SEC Charges Exchange-Traded Product And Its General Partner With Disclosure Failures

Date 08/11/2021

The Securities and Exchange Commission today charged United States Oil Fund LP, an exchange-traded product (ETP), and its general partner United States Commodity Funds LLC for misleading statements about limitations imposed by its sole futures commission merchant and broker. USO and USCF have agreed to pay $2.5 million in penalties to settle parallel cases by the SEC and Commodity Futures Trading Commission
CFTC Orders United States Commodity Funds LLC To Pay $2.5 Million For Failure To Fully Disclose Information Relating To Trading Limitations To Commodity Pool Participants

Date 08/11/2021

The Commodity Futures Trading Commission today simultaneously filed and settled charges against United States Commodity Funds LLC (U.S. Commodity Funds), a registered commodity pool operator (CPO), for failing to fully disclose certain position limits that its futures commission merchant imposed on one of the commodity pools it managed, United States Oil Fund, LP (USO).