News Centre

Market Structure Updated Metrics

Date 27/01/2022

SEC Staff is pleased to provide you with the following updates:

•  Updated Metrics. Data series containing daily cancel-to-trade ratios, trade-order volumes, hidden rates, and odd-lot rate metrics for Q4 2021 are now available. This data extends to 120 total months the data series you can view in the data visualization tool as well as download in CSV format. The visualization for quote-life data now defaults to Q4 2021.

Statement On The Reopening Of Pay vs. Performance, SEC Commissioner Caroline A. Crenshaw, Jan. 27, 2022

Date 27/01/2022

In 2010, with the passage of the Dodd-Frank Act, Congress recognized the importance of increasing transparency and accountability in executive pay practices. As part of that executive compensation disclosure mandate, the Commission proposed a rulemaking in 2015 that would provide insight into the links between executive pay and company performance. Unfortunately, the Commission let that rule, like other Dodd-Frank rules, languish.

Moscow Exchange: Risk Parameters Change For The Security TDOC-RM

Date 27/01/2022

As per the Securities market risk parameters methodology, on 27.01.2022, 23-23 (MSK) the lower bound of the price band (up to 4669) and initial margins (up to 35 %) for the security TDOC-RM were changed. New values are available here

Fiserv Named To 2022 Bloomberg Gender-Equality Index

Date 27/01/2022

Fiserv, Inc. (NASDAQ: FISV), a leading global provider of financial services technology solutions, has been named to the 2022 Bloomberg Gender-Equality Index (GEI), marking the sixth consecutive year that Fiserv has been recognized for its efforts to build and maintain an inclusive and equitable working environment.

LizAnn Eisen Joins Division Of Corporation Finance As Deputy Director, Disclosure Program

Date 27/01/2022

The Securities and Exchange Commission today announced that LizAnn Eisen has been named Deputy Director, Disclosure Program, for the Division of Corporation Finance. In this role, she will ensure the effectiveness of the division's review of company filings, monitor market trends, and assess emerging risks.

Moscow Exchange: Risk Parameters Changes For The Securities SONY-RM, DHI-RM And TSLA-RM

Date 27/01/2022

Please follow the links below to access the information:

Risk parameters change for the security SONY-RM
Risk parameters change for the security DHI-RM
Risk parameters change for the security TSLA-RM

CFTC Orders Two Florida Men To Pay $280,000 For Registration And Reporting Violations

Date 27/01/2022

The Commodity Futures Trading Commission today issued an order filing and simultaneously settling charges against Dennis K. Thomas and John J. Bartoletta, both Florida residents, for registration and reporting violations under the Commodity Exchange Act (CEA) and CFTC regulations. Specifically, the order finds that Thomas acted as an unregistered associated person (AP) of a commodity pool operator (CPO) and failed to comply with requirements related to CPO reporting and recordkeeping, and Bartoletta acted as an unregistered AP of a CPO and as an unregistered commodity trading advisor (CTA). The order requires Thomas and Bartoletta to pay, jointly and severally, a $280,000 civil monetary penalty and to cease and desist from further violations of the CEA and CFTC regulations, as charged.

Moscow Exchange: Risk Parameters Changes For The Securities SQ-RM, GNRC-RM And TXT-RM

Date 27/01/2022

Please follow the links below to access the information:

Risk parameters change for the security SQ-RM
Risk parameters change for the security GNRC-RM
Risk parameters change for the security TXT-RM
Risk parameters change for the security TXT-RM

Canadian Securities Regulators Seek Comment On The Proposed Modernization Of The Prospectus Filings Model For Investment Funds

Date 27/01/2022

The Canadian Securities Administrators (CSA) today published for comment a two-staged proposal to modernize the prospectus filing model for investment funds.

Moscow Exchange: Risk Parameters Changes For The Securities RUN-RM And TROW-RM

Date 27/01/2022

Please follow the links below to access the information:

Risk parameters change for the security RUN-RM
Risk parameters change for the security TROW-RM