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  • NYSE Member Firms Report Second Quarter Results

    Date 22/09/2021

    New York Stock Exchange member firms that conduct business with the public reported a second-quarter 2021 after-tax profit of approximately $8.5 billion and revenues of approximately $55.7 billion, compared with approximately $13.9 billion after-tax profit on revenues of about $57.5 billion in the second-quarter of 2020.

  • CFTC Orders Michigan Man To Pay $150,000 For Registration Violation Of Commodity Trading Advisor Regulation

    Date 22/09/2021

    The Commodity Futures Trading Commission today issued an order filing and settling charges against Brian Mitchell, a Michigan resident, for failing to register as a commodity trading advisor (CTA). The order requires Mitchell to pay a $150,000 civil monetary penalty and to cease and desist from any further violations of the Commodity Exchange Act.  In addition, the order imposes a 3-year ban on Mitchell from trading on or subject to the rules of any CFTC-registered entity, and from engaging in any activities requiring CFTC registration. 

  • Ontario Securities Commission Announces Market Structure Advisory Committee Members

    Date 22/09/2021

    The Ontario Securities Commission (OSC) announced today the membership of the Market Structure Advisory Committee (MSAC) for the 2021–2023 term.

  • IIROC Re-Elects Five Board Directors

    Date 22/09/2021

    During the Annual General Meeting and Special Meeting of the Investment Industry Regulatory Organization of Canada (IIROC) five directors were re-elected for a two-year term.

  • Readout: US Secretary Of The Treasury Janet L. Yellen’s Call With United Kingdom Chancellor Of The Exchequer Rishi Sunak

    Date 22/09/2021

    Earlier today, U.S. Secretary of the Treasury Janet L. Yellen spoke with United Kingdom Chancellor of the Exchequer Rishi Sunak. Secretary Yellen stressed the importance of ongoing efforts to improve the international tax system. She also emphasized the importance of reaching a compromise on the withdrawal of digital services taxes. The Secretary thanked Minister Sunak for his leadership of the G7 and in the OECD Inclusive Framework, and expressed gratitude for the the close cooperation between the U.S. and UK to level and playing field and end the race to the bottom on international corporate taxes.

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