Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

News Centre

  • A Regulatory Perspective: Measuring And Assessing Culture, Now And In The Future, The Role Of Purpose And The Importance Of D&I - Speech By Sheldon Mills, UK FCA Executive Director, Consumers And Competition, Delivered At The Investment Association

    Date 24/09/2021

    Highlights

    • Culture remains central to how we supervise the firms we regulate. The importance of an authentic, embedded purpose, visible leadership and an inclusive environment where staff feel safe to speak up is paramount.
    • Hybrid working brings opportunities and challenges. Firms need to find approaches that give due regard to safeguarding their purpose and values, the wellbeing of staff and effective oversight.
    • Diversity and Inclusion is an aspect of culture where the investment management sector has considerable ground to make up. We welcome the initiatives led by the IA but lasting change will only come from firms looking at their own culture and taking action.
    • Firms in the investment management sector have a huge sphere of influence on ESG, both to improve their own ESG performance and to drive positive change through their investments. We look to firms in the sector to be effective stewards.

     

  • Nadex Refrains From Listing Certain Contracts

    Date 24/09/2021

    Due to activity in the underlying markets upon which the Nadex contracts are based and pursuant to the authority granted in Nadex Rule 12.1(i), Nadex took the following actions: 

  • EBA Launches 2021 EU-Wide Transparency Exercise

    Date 24/09/2021

    The European Banking Authority (EBA) launched today its regular EU-wide transparency exercise, whose results are expected to be published at the beginning of December. As in the past, the exercise is exclusively based on supervisory reporting data, which will keep the burden for the banks to a minimum. Transparency exercises are conducted on an annual basis and are part of the EBA's efforts to monitor risks and vulnerabilities and to reinforce market discipline.

  • Finansinspektionen Opens Investigation Into EQT AB

    Date 24/09/2021

    Finansinspektionen has decided to open an investigation into EQT AB for suspected breach of the Market Abuse Regulation (MAR) in conjunction with a delayed disclosure of inside information. FI’s handling of this matter is thus entering a new phase.

  • Bank Indonesia's Perry Warjiyo Appointed Chair Of The BIS Asian Consultative Council

    Date 24/09/2021

    • The Governor of Bank Indonesia, Perry Warjiyo, has been appointed Chair of the Asian Consultative Council (ACC)
    • Mr Warjiyo starts a two-year term on 26 September 2021
    • The ACC comprises the Governors of BIS member central banks in the Asia-Pacific region